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Niagen Bioscience, Inc. — Director's Dealing 2018
Apr 2, 2018
32418_dirs_2018-04-02_bcd87929-21e6-4c57-945b-03898eac36f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChromaDex Corp. (CDXC)
CIK: 0001386570
Period of Report: 2018-03-29
Reporting Person: Jaksch Frank L Jr (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-29 | Common Stock | M | 474 | $4.5 | Acquired | 202031 | Direct |
| 2018-03-29 | Common Stock | S | 474 | $4.6 | Disposed | 201557 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-29 | Employee Stock Options (right to buy) | $4.5 | M | 474 | Disposed | 2018-04-21 | Common Stock (474) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2075052 | Indirect |
Footnotes
F1: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted on March 16, 2018. The options exercised and sold were scheduled to expire on April 21, 2018.
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