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WINTRUST FINANCIAL CORP — Director's Dealing 2013
Jan 28, 2013
30659_dirs_2013-01-28_27705eac-bd35-4edb-bacb-6a2d2ef82c10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2012-10-29
Reporting Person: MURPHY RICHARD B (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-29 | Common Stock | G | 851 | $37.60 | Disposed | 944 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-24 | Non-Qualified Stock Opion (right to buy) | $37.85 | A | 4386 | Acquired | 2020-01-24 | Common Stock (4386.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37192 | Direct |
| Common Stock | 3162 | Indirect |
| Common Stock | 5172 | Indirect |
Footnotes
F1: Option shares granted in conjunction with award under the Company's Long-term Incentive program. Award shares vest at a rate of one-third on each of the first three anniversaries of the date of grant.
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