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Vera Bradley, Inc. — Director's Dealing 2017
Oct 26, 2017
34514_dirs_2017-10-26_84aed2ca-7b10-4d00-9466-624a1691097c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vera Bradley, Inc. (VRA)
CIK: 0001495320
Period of Report: 2017-09-26
Reporting Person: Ray Michael C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-26 | Common Stock | G | 50000 | $0.00 | Disposed | 277267 | Indirect |
| 2017-09-29 | Common Stock | G | 50000 | $0.00 | Disposed | 227267 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 120712 | Direct |
| Common Stock | 532036 | Indirect |
| Common Stock | 0 | Indirect |
| Common Stock | 46252 | Indirect |
| Common Stock | 500000 | Indirect |
| Common Stock | 4610469 | Indirect |
Footnotes
F1: On September 26, 2017, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 173,519 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). Also on September 26, 2017, the Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 (the "2016 GRAT") made an annuity payment of 153,748 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Revocable Trust. The reporting person's spouse is the sole trustee and annuitant of the 2015 GRAT and the 2016 GRAT, and sole trustee of the Revocable Trust.
F2: Following receipt of the first annuity payment described in Note (1) above, the 2016 GRAT contributed 50,000 shares of Issuer common stock to the Barbara Bradley Baekgaard Family Foundation; the contribution is the transaction reported in this Form 4.
F3: The reporting person disclaims beneficial ownership of these shares.