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Vera Bradley, Inc. — Director's Dealing 2016
Nov 17, 2016
34514_dirs_2016-11-17_264a4a84-c7ef-47f8-ac85-4b1dfb0a77e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vera Bradley, Inc. (VRA)
CIK: 0001495320
Period of Report: 2016-11-15
Reporting Person: Ray Michael C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock | S | 8000 | $14.86 | Disposed | 269462 | Direct |
| 2016-11-16 | Common Stock | S | 1600 | $15.26 | Disposed | 267862 | Direct |
| 2016-11-15 | Common Stock | S | 19000 | $14.85 | Disposed | 836596 | Indirect |
| 2016-11-16 | Common Stock | S | 3800 | $15.26 | Disposed | 832796 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6610469 | Indirect |
| Common Stock | 173519 | Indirect |
| Common Stock | 126481 | Indirect |
| Common Stock | 200000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan dated June 29, 2016.
F2: The prices reported in column 4 are weighted average prices. The shares sold on November 15, 2016 were sold in multiple transactions at prices ranging from $14.75 to $15.05, inclusive, and the shares sold on November 16, 2016 were sold in multiple transactions at prices ranging from $15.19 to $15.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The prices reported in column 4 are weighted average prices. The shares sold on November 15, 2016 were sold in multiple transactions at prices ranging from $14.73 to $15.05, inclusive, and the shares sold on November 16, 2016 were sold in multiple transactions at prices ranging from $15.20 to $15.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The reporting person disclaims beneficial ownership of these shares.
F5: On October 3, 2016, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust made an annuity payment of 126,481 shares to Anne-Marie Ray, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust.