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Vera Bradley, Inc. — Director's Dealing 2016
Dec 21, 2016
34514_dirs_2016-12-21_79c50c6f-ba15-40f4-a5da-dfef60455e13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vera Bradley, Inc. (VRA)
CIK: 0001495320
Period of Report: 2016-12-19
Reporting Person: Hall Joan B. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-19 | Common Stock | S | 6387 | $12.37 | Disposed | 120094 | Indirect |
| 2016-12-19 | Common Stock | S | 56855 | $11.80 | Disposed | 63239 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6610469 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 173519 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: On October 3, 2016, the Joan B. Hall 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 126,481 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Joan Byrne Hall Revocable Trust (the "Revocable Trust"). The reporting person is the sole trustee and annuitant of the 2015 GRAT and sole trustee of the Revocable Trust.
F3: The prices reported are weighted average prices. The shares were sold in multiple transactions at prices ranging from $12.22 to $12.57, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.