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UNISYS CORP — Director's Dealing 2014
Feb 12, 2014
33416_dirs_2014-02-12_b0849c3a-c208-4796-9f0f-6cfcb4f9096d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2014-02-10
Reporting Person: HAUGEN JANET BRUTSCHEA (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-10 | Common Stock | A | 816 | — | Acquired | 21882 | Direct |
| 2014-02-10 | Common Stock | F | 376 | $32.835 | Disposed | 21506 | Direct |
| 2014-02-10 | Common Stock | M | 37500 | $6.40 | Acquired | 59006 | Direct |
| 2014-02-10 | Common Stock | F | 17017 | $32.58 | Disposed | 41989 | Direct |
| 2014-02-10 | Common Stock | S | 5374 | $32.624 | Disposed | 36615 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-10 | Stock Option (Right to Buy) | $6.40 | M | 37500 | Disposed | 2014-02-12 | Common Stock (37500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1452.105 | Indirect |
Footnotes
F1: Vesting of performance-based restricted stock units granted February 10, 2011 under the terms and provisions of the 2003 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested into shares of Unisys common stock based on the achievement of Unisys revenue and pre-tax profit.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.56 to $32.67, inclusive. The reporting person undertakes to provide to any security holder of Unisys Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Stock option granted under the terms and provisions of the Unisys Corporation 2007 Long-Term Incentive and Equity Compensation Plan. The stock option vests 50% on February 12, 2010, 25% on February 12, 2011 and 25% on February 12, 2012.