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SUPERNUS PHARMACEUTICALS, INC. — Director's Dealing 2016
Mar 24, 2016
31512_dirs_2016-03-24_bff9bb32-6ef0-4afd-a54c-2d5d885dea8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUPERNUS PHARMACEUTICALS INC (SUPN)
CIK: 0001356576
Period of Report: 2016-03-16
Reporting Person: BARRETT M JAMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-16 | Common Stock | G | 18000 | $0.00 | Disposed | 97355 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57678 | Indirect |
| Common Stock | 33360 | Indirect |
| Common Stock | 24317 | Indirect |
Footnotes
F1: The Reporting Person made a gift of shares to a donor-advised charitable fund.
F2: The shares are directly held by the Barrett 2006 Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by the Barrett 2006 Family Trust in which the Reporting Person has no pecuniary interest.
F3: The Reporting Person is the trustee of the Radhika Barrett Trust, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by the Radhika Barrett Trust in which the Reporting Person has no pecuniary interest.
F4: The shares are held by the April P. Barrett Grandchildren's Trust (the "Grandchildren's Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by the Grandchildren's Trust in which the Reporting Person has no pecuniary interest.