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STATE STREET CORP — Director's Dealing 2004
Jan 21, 2004
30131_dirs_2004-01-21_b03d4542-bd5f-4dda-a289-bfef6ae78bdc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2004-01-16
Reporting Person: BAUGHMAN FREDERICK (SVP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-16 | Common Stock | S | 4409 | $55.5427 | Disposed | 7906 | Direct |
| 2004-01-16 | Common Stock | S | 7400 | $55.55 | Disposed | 506 | Direct |
| 2004-01-16 | Common Stock | S | 506 | $55.57 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1854 | Indirect |
| Common Stock | 810 | Indirect |
Footnotes
F1: The reporting person indirectly beneficially owns 1,854 shares of State Street common stock through State Street Corporation's 401(k) plan, as of January 16, 2004. The plan accounts for interest in units of shares and a small amount of cash. As a result the number of underlying shares may fluctuate from time to time. The reporting person also indirectly beneficially owns 810 units of State Street common stock, as of January 16, 2004. The units were acquired under State Street Corporation's 401(k) Restoration and Voluntary Deferral Plan and will be settled upon reporting person's retirement.