AI assistant
STATE STREET CORP — Director's Dealing 2004
Sep 24, 2004
30131_dirs_2004-09-24_85f6710b-2238-42d4-8076-12392d1496a4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2004-09-15
Reporting Person: Brown Alan (EVP and Co-Head - SSgA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 131639 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (right to buy) | $26.2187 | 2006-06-21 | Common Stock (2000) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $26.2187 | 2007-06-20 | Common Stock (6000) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $34.7656 | 2008-06-26 | Common Stock (7000) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $40.5156 | 2009-06-18 | Common Stock (5924) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $53.0469 | 2010-06-16 | Common Stock (5626) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $60.7375 | 2010-12-22 | Common Stock (35600) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $51.975 | 2011-12-21 | Common Stock (38600) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $49.705 | 2012-02-22 | Common Stock (8200) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $40.22 | 2012-12-19 | Common Stock (24200) | Direct | |
| EMPLOYEE STOCK OPTION (right to buy) | $49.81 | 2013-12-17 | Common Stock (21100) | Direct |
Footnotes
F1: Options become exerciable in 33 1/3% installments over a three year period commencing June 19, 1998.
F2: Options become exerciable in 33 1/3% installments over a three year period commencing June 25, 1999.
F3: Options become exerciable in 33 1/3% installments over a three year period commencing June 17, 2000.
F4: Options become exerciable in 33 1/3% installments over a three year period commencing June 15, 2001.
F5: Options become exerciable in 33 1/3% installments over a three year period commencing December 21, 2001.
F6: Options become exerciable in 33 1/3% installments over a three year period commencing December 20, 2002.
F7: Options become exerciable in 33 1/3% installments over a three year period commencing December 19, 2004.
F8: Options become exerciable in 33 1/3% installments over a three year period commencing December 17, 2005.