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STANMORE RESOURCES LIMITED Major Shareholding Notification 2014
65821_rns_2014-04-28_ee548877-eeae-45c7-b83a-ff99336a3968.pdf
Major Shareholding Notification
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- Apr. 2014 11:49
| No. 4409 P |
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| --------------- | -- |
3rd Wave Investors Limited A.C.N. 115 313 427
29 April 2014
Market Announcements Office Australian Securities Exchange Limited SYDNEY NSW
FAX 1300 135 638
Dear Sirs
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL SHAREHOLDER STANMORE COAL LIMITED (ASX: SMR) By 3RD WAVE INVESTORS LIMITED A.C.N. 115 313 427
On behalf of 3rd Wave Investors Limited, I enclose a Form 604 "Notice of change of interests of substantial shareholder" in relation to the company's holding in Stanmore Coal Limited.
My contact details are telephone number (08) 6311 7018 during WST business hours; mobile number 0403 381 247, and email [email protected]
Yours faithfully
Gavin Mak COMPANY SECRETARY 3RD WAVE INVESTORS LIMITED A.C.N. 115 313 427
604 page 1/2 15 July 2001
| m o Π |
ĸ |
|---|---|
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | STANMORE | CEAL | Limiter | ||
|---|---|---|---|---|---|
| ACN/ARSN | 13. | 920 | 968 | ||
| 1. Details of substantial holder(1) |
| Name | SRD. | WAVB | INVESTORS | LIMITED | |
|---|---|---|---|---|---|
| ACN/ARSN (if applicable) | - 11 - | ひコ ŜΙ3 |
|||
| There was a change in the interests of the substantial holder on |
29/04/14 |
|---|---|
| The previous notice was given to the company on | 23/0.014 |
| The previous notice was dated | 21/01/14 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| ORDINARY | 21,000,000 | 10°W | 23,100,000 | r. 01 ĸ |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| f(x) 13 |
SED WAVE INVESORS | SHARES . | \$3a,401 | 9,00,000 | $\gamma_{\circ}$ |
| to | Limit@O. | AcQuizer | |||
| al¥l 14 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| $-380$ NAVE | SRO WAVE | SRD NAVE | OROMANY | 7ט וו | |
| Investor? | Investors | AVESTORS | 23,00,000 | ||
| LIMITED | Limitën | LIMITRID |
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| _________ Name and ACN/ARSN (if applicable) – Charles Company and State Company and State Company and State Company and State Company and State Company and State Company and State Company and State Company and State Company and State Company and State Company and |
————— Nature of association ------- |
|---|---|
| --------------------------------------- | |
| _________ Power $\blacksquare$ . The contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the |
. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | --------------------------------------- __ |
||
|---|---|---|---|---|
| INVESTORS NAVE |
Level. | Kina 48 |
Street FERT H _________ |
AA 600 C |
| Limi 1A o | ъo. 8ox |
プロユイ | CroisieRe SQu ARE |
Pο 685C ٨A |
Signature
| print name | ¶}AK_ 一个以外 |
capacity Caeretano отры |
|---|---|---|
| sign here | ÷ | / O4 94 date |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "rolevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement c - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" In section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomile $(7)$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notico.