AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2012
Dec 11, 2012
30549_dirs_2012-12-10_45b95478-c36a-4ba0-a47f-35011fd0a613.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2012-12-06
Reporting Person: Ansell Jeffrey D (SVP & Group Exec, Constr & DIY)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-06 | Common Stock | A | 6667 | — | Acquired | 98465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | Stock Option (Right to Buy) | $70.61 | A | 20000 | Acquired | 2022-12-06 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 759.3321 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan) | $ | Common Stock (1221.5856) | 1221.5856 | Direct | |
| Interest in Employer Stock Fund (Supplemental Plan) | $ | Common Stock (1118.9516) | 1118.9516 | Direct |
Footnotes
F1: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F3: The option will become exercisable in four equal annual installments on December 6, 2013, 2014, 2015 and 2016.
F4: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F5: Exempt
F6: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.