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SOUTHERN CO — Director's Dealing 2020
Mar 2, 2020
29866_dirs_2020-03-02_9c474126-62d1-4b4a-ac90-7150b24faa62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOUTHERN CO (SO)
CIK: 0000092122
Period of Report: 2020-02-27
Reporting Person: Kerr, II James Y (EVP, Chief Legal Officer & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-27 | Southern Company Common Stock | M | 3931 | $0.00 | Acquired | 68990 | Direct |
| 2020-02-27 | Southern Company Common Stock | F | 1784 | $62.88 | Disposed | 67206 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-27 | Performance Restricted Stock Units | $0.00 | M | 3617 | Disposed | Southern Company Common Stock (3617) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern Company Common Stock | 23212.1836 | Indirect |
Footnotes
F1: Shares acquired upon vesting of second 1/3 of performance restricted stock units granted on February 27, 2018. Includes 314 accrued dividend equivalent units.
F2: Shares withheld to satisfy required state and federal tax withholding requirements.
F3: Represents performance restricted stock units granted on February 27, 2018. The remaining 1/3 award will vest in 2021. Each performance restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.