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SMS Pharmaceuticals Ltd Director's Dealing 2019

Nov 12, 2019

62302_rns_2019-11-12_346cc4c2-aff4-41e9-8a93-e5cd46fb5f85.pdf

Director's Dealing

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Registered & Corporate Office: Piol No. 72, H. No. 8-2-334/3 & 4, Road No.5, Opp. SBI Execulive Enclave, Banjara Hills, Hyderebad - 500 034, Telangana, INDIA. Tel: +91-40-2525 9999, Fax: +91-40-2525 9889 CIN : L24239TG1987PLC008066 Email: [email protected], www.smspharma.com

Date: 12th November, 2019

To, The Manager, Corporate Filings Department, BSE Limited, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai- 400 001

The Manager, Listing Compliance Department, National Stock Exchange of India Ltd. Exchange Plaza, Plot no. CJ 1, G Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

Security Code: 532815

Symbol: SMSPHARMA

Dear Sir,

Sub: Report uJs 7(2) read with regulation 6(2) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015

With reference to the above please find the attached In the prescribed format the reporting under 7(2) read with regulation 6(2) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations 2015 for the release of pledged shares of Mr.Vamsi Krishna Potluri.

This is for your information and records

Yours faithfully

itd!sh Company Secretary

Date: 11th November, 2019

To, The Company Secretary SMS Pharmaceuticals Limited Plot.No. 72, H.No. 8-2-334/3&4, Road No.5, Opp. SBI Executive Enclave, Banjara Hills, Hyderabad - 500034 Telangana, India

Sub: Release of Pledge shares

Dear Sir,

I would like to inform you that, Aditya Birla Money Limited has released the pledged 13,00,000 Equity shares ofRs. 1/ - held in the company on 28/06/2017. Please fmd the furnishing the following details for your reference and reocrds.

Pledge Seq.No. 3146236
ISIN Code INE812G01025
Pledge quantity 13,00,000 Equity shares ofRs. 1/-
each
  • Pledgee's DP ID 12037600
  • Pledgees' client ID 00009384
  • Pledgee' DP Name Aditya Birla Money Limited
  • Agreement No. 555

We are here with enclosing the relevant format for disclosure by the Promoter(s) for encumbrance of shares in terms of Regulation 31(1) and 31(2) of SEBI (SAST) Regulations, 2011. Please take the same to your records

(V shna Potluri) Designated Partner

FORM C

Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 [Regulation 7 (2) read with Regulation 6(2)]

Name of the company: SMS Pharmaceuticals Limited

ISIN of the company: INE812G01025

Details of change in holding of Securities of Promoter, Employee or Director of a listed company and other such persons as mentioned in Regulation 6(2).

Name,
PAN No.,
CIN/DIN,
& address
of
Promoter/
Employee /
Director
Category
of Person
(Promoters
/ $KMP/$
Directors/
immediate
relatives/
others
etc.)
Securities held
prior to
acquisition/
disposal/Release
Securities
acquired/Disposed/release
Securities held post
acquisition/disposal/
release
Date of
allotment
advice/
acquisition of
shares/
sale of shares
specify-release of
Pledge shares
Date
of
intima
tion to
compa
ny
Mode of
Acquisiti
on/Dispo
sal
(market
purchase
/public
rights/
with
contact
nos.
Type
of
securi
ty
(For
$eg. -$
Shares
Warra
nts,
Conve
rtible
Deben
ture
s etc.)
No.
and %
of
share
holding
Type of
security
(For eg. -
Shares,
Warrants,
Convertible
Debentures
etc.)
No. Value Transact
ion
Type
(Buy)
Sale/
Pledge /
Revoke/
Invoke)
release
Type of
security
(For eg.
Shares,
Warrant
S
Convert
ible
Debentu
res etc.)
No. and %
of
shareholding
From To preferenti
al
offer / off
market/
Inter-se
transfer
etc
$\overline{2}$ $\overline{3}$ $\overline{4}$ 5 6 7 8 9 10 11 12 13 14
Potluri Infra
Projects LLP
PAN:
AASFP4935B
Add: 7-1-618
NG/ 416, Nilgiri
Aditya Enclave,
Ammerpet,
Hyderabad,
Telangana,
500038
Promoter Equit
y
shares
5970000 Equity
Shares
1300000 NA Release Equity
Shares
5970000 07.11.2019 NA 11.11.2
019
NA

For Potluri/Infra Pojects LLP

Designated Partner

Details of trading in derivatives of the company by Promoter, Employee or Director of a listed company and other such persons as mentioned in Regulation 6(2)

Trading in derivatives (Specify type of contract, Futures or Options etc)
Type of Contract Buy Sell
Contract Specifications Notional Value Number of units Notional Value Number of units
(contracts * lot) (contracts * lot
size) size)
15 16 17 18 19 20 21
Na

For Potluri Infra Projects LLP

NC Signature: Vamsi Krishna Potluri
Designated Partner Date: 11.11.2019

Place: Hyderabad