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SIERRA BANCORP Director's Dealing 2020

Oct 24, 2020

33049_dirs_2020-10-23_bd1677df-391e-4951-90c4-604c1bd72b9c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2020-10-22

Reporting Person: Gardunio James F (EVP/Chief Credit Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-22 Common Stock M 5000 $17.25 Acquired 5000 Direct
2020-10-22 Common Stock S 5000 $20.7002 Disposed 0 Direct
2020-10-22 Common Stock M 5000 $16.35 Acquired 5000 Direct
2020-10-22 Common Stock S 5000 $20.7002 Disposed 0 Direct
2020-10-22 Common Stock M 2450 $10.73 Acquired 2450 Direct
2020-10-22 Common Stock S 2450 $20.7002 Disposed 0 Direct
2020-10-23 Common Stock M 1550 $10.73 Acquired 1550 Direct
2020-10-23 Common Stock S 1550 $20.7503 Disposed 0 Direct
2020-10-23 Common Stock M 2700 $10.21 Acquired 2700 Direct
2020-10-23 Common Stock S 2700 $20.7503 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-22 Stock Options $17.25 M 5000 Disposed 2026-02-18 Common Stock (5000) Direct
2020-10-22 Stock Options $16.35 M 5000 Disposed 2024-11-20 Common Stock (5000) Direct
2020-10-22 Stock Options $10.73 M 2450 Disposed 2020-11-18 Common Stock (2450) Direct
2020-10-23 Stock Options $10.73 M 1550 Disposed 2020-11-18 Common Stock (1550) Direct
2020-10-23 Stock Options $10.21 M 2700 Disposed 2022-11-15 Common Stock (2700) Direct

Footnotes

F1: This option is immediately vested.

F2: Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

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