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RIVERVIEW BANCORP INC — Director's Dealing 2019
Sep 17, 2019
34119_dirs_2019-09-17_1098a727-9713-489d-9b73-13be4ba6ee88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2019-09-16
Reporting Person: Lam David (EVP/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-16 | Common Stock | M | 2000 | $3.84 | Acquired | 17591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-16 | Stock Option (Right to Buy) | $3.84 | M | 2000 | Disposed | 2019-09-22 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2869 | Indirect |
Footnotes
F1: Reflects 3,420 shares owned in the Riverview 401(k) Plan.
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