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PULSE BIOSCIENCES, INC. — Director's Dealing 2016
May 13, 2016
32093_dirs_2016-05-13_6a4067c1-e48c-4242-91e5-d8225315ebce.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2016-05-13
Reporting Person: LEVANDE ROBERT (Director, Chairman of the Board)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 168750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.67 | 2020-02-01 | Common Stock (75655) | Direct | |
| Warrants (right to buy) | $2.67 | 2021-11-06 | Common Stock (45638) | Direct |
Footnotes
F1: The shares subject to the option will vest in equal quarterly installments over a three year period that commenced on May 1, 2015 and will end on February 1, 2018, subject to the Reporting Person's continued service through each vesting date.
F2: Subject to adjustment as set forth in the warrant.
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