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PubMatic, Inc. — Director's Dealing 2023
Feb 2, 2023
33071_dirs_2023-02-02_b4a48aca-fbb4-4722-bf7b-79fbf3f9f680.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2023-01-31
Reporting Person: Goel Amar K. (Director, Chairman, Chief Innovation Off, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | Restricted Stock Units | $ | A | 32479 | Acquired | Class A Common Stock (32479) | Direct | |
| 2023-01-31 | Stock Option (Right to buy Class A Common Stock) | $15.33 | A | 292722 | Acquired | 2033-01-30 | Class A Common Stock (292722) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F2: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F4: The option vests as to 1/48 of the total shares on February 1, 2023, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.