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PubMatic, Inc. Director's Dealing 2022

Jun 16, 2022

33071_dirs_2022-06-16_b1a236bf-3e4c-4469-a8ef-3f6c2c7ce908.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2022-06-14

Reporting Person: Pantelick Steven (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-14 Stock Option (Right to buy Class B Common Stock) $2.97 M 9375 Disposed 2029-05-20 Class B Common Stock (9375) Direct
2022-06-14 Class B Common Stock $ M 9375 Acquired Class A Common Stock (9375) Direct

Footnotes

F1: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.