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PRUDENTIAL FINANCIAL INC Regulatory Filings 2015

Oct 16, 2015

30092_rns_2015-10-16_f97ba1c3-9bf8-4cd3-952b-8863abf137ab.zip

Regulatory Filings

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 16, 2015

PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

New Jersey 001-16707 22-3703799
(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

751 Broad Street

Newark, New Jersey 07102

(Address of principal executive offices and zip code)

(973) 802-6000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 7.01 Regulation FD Disclosure.

Prudential Financial, Inc. (the “Company”) is furnishing this report on a quarterly basis to disclose the assets under management of its Asset Management segment prior to the availability of the Company’s quarterly earnings release. The amount presented herein will be consistent with the information presented in the Company’s earnings release and quarterly financial supplement for the quarter ended September 30, 2015 scheduled for release on November 4, 2015.

As of September 30, 2015, assets under management of the Asset Management segment were $947 billion.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 16, 2015

PRUDENTIAL FINANCIAL, INC.
By:
/s/ Robert D. Axel
Name: Robert D. Axel Title:
Senior Vice President and Principal Accounting Officer