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PRUDENTIAL FINANCIAL INC Director's Dealing 2020

Dec 21, 2020

30092_dirs_2020-12-21_f080b127-350d-40ba-a16f-a8a1eeffe02a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-12-11

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-11	Common Stock	G	100	—	Disposed	17350	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	240	Indirect

Footnotes

F1: Gift to a 501(c)(3) charitable foundation.

F2: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 17,350 shares directly and 240 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 23,632 vested stock options, 12,565 unvested stock options, 5,251 restricted stock units and 19,073 target performance shares (the exact number awarded being dependent on achievement of performance goals).