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POTBELLY CORP — Director's Dealing 2025
Apr 9, 2025
32799_dirs_2025-04-08_39ab78ae-bfe5-482a-928e-d88df16383b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POTBELLY CORP (PBPB)
CIK: 0001195734
Period of Report: 2024-04-05
Reporting Person: McKee Karen Lynette (SVP, Franchising)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-05 | Common Stock | A | 4651 | — | Acquired | 11322 | Direct |
| 2025-04-05 | Common Stock | F | 459 | $8.82 | Disposed | 10863 | Direct |
| 2025-04-07 | Common Stock | A | 5524 | — | Acquired | 16387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-05 | Performance Stock Units | $ | A | 4651 | Acquired | Common Stock (4651) | Direct | |
| 2025-04-07 | Performance Stock Units | $ | A | 5524 | Acquired | Common Stock (5524) | Direct |
Footnotes
F1: Represents restricted stock units and performance stock units granted to the Reporting Person on April 5, 2024 which were inadvertently not reported when granted.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 5, 2025, April 5, 2026 and April 5, 2027.
F3: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 5, 2024.
F4: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 7, 2026, April 7, 2027 and April 7, 2028.
F5: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.