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PLUS THERAPEUTICS, INC. Director's Dealing 2015

Feb 3, 2015

34301_dirs_2015-02-03_78ed05bc-223a-4ae2-b940-b055ea388977.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-03-11

Reporting Person: HEDRICK MARC H (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-11 Common Stock G 3000 Disposed 3600 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-01-30 Employee Stock Option $0.48 A 240000 Acquired 2025-01-30 Common Stock (240000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 504611 Direct
Common Stock 7500 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant to Purchase Common Stock $2.62 2015-05-12 Common Stock (35000) 35000 Direct

Footnotes

F1: These shares were gifted to The Village Church, a not for profit 501(c)(3) organization.

F2: These securities are owned by M Hedrick & T Hedrick TTEE Dr. Marc Hamilton Hedrick & TRA U/A DTD 09/13/1999.

F3: The Employee Stock options vest 1/48th each month from date of grant, subject to remaining an employee of the Company.