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PLUS THERAPEUTICS, INC. — Director's Dealing 2015
Feb 3, 2015
34301_dirs_2015-02-03_78ed05bc-223a-4ae2-b940-b055ea388977.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-03-11
Reporting Person: HEDRICK MARC H (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-11 | Common Stock | G | 3000 | — | Disposed | 3600 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-30 | Employee Stock Option | $0.48 | A | 240000 | Acquired | 2025-01-30 | Common Stock (240000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 504611 | Direct |
| Common Stock | 7500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $2.62 | 2015-05-12 | Common Stock (35000) | 35000 | Direct |
Footnotes
F1: These shares were gifted to The Village Church, a not for profit 501(c)(3) organization.
F2: These securities are owned by M Hedrick & T Hedrick TTEE Dr. Marc Hamilton Hedrick & TRA U/A DTD 09/13/1999.
F3: The Employee Stock options vest 1/48th each month from date of grant, subject to remaining an employee of the Company.
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