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PLUS THERAPEUTICS, INC. — Director's Dealing 2015
Feb 13, 2015
34301_dirs_2015-02-13_3f5bdcab-5a00-474d-a04a-136c94913868.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2015-02-13
Reporting Person: Naughton Gail K (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-13 | Incentive Stock Option (Right to Buy) | $0.47 | A | 25000 | Acquired | 2025-02-13 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock Award | 21000 | Direct |
Footnotes
F1: The Restricted Stock vests 50% on July 1, 2015 and 50% on July 1, 2016, subject to Dr. Naughton's continued service to the Company.
F2: The stock options vest 1/12th each month from date of grant, subject to the terms of the Company's 2014 Equity Incentive Plan.
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