Peninsula Land Limited — Regulatory Filings 2021

SE BI/HO/CFD/CMD 1/P/CI R/2021/556

Corporate Relations Department BSE Limited 1st Floor, New Trading Wing Rotunda Building, P J Towers Dalal Street, Fort Mumbai 400 001 Sandra (E), Mumbai 400 051

The Market Operations Department National Stock Exchange of India Limited Exchange PI aza, 51 h Floor Plot No C/1, G Block Bandra-Kurla Complex

Dear Madam/ Sir,

Date: June 25, 2021

Sub: Annual Secretarial Compliance Report for the Financial Year ended March 31, 2021.

Scrip Code: NSE: PENINLAND BSE: 503031

In compliance with the Circular No. CIRICFD/CMD1/27/2019 issued by the Securities and Exchange Board of India dated February 8, 2019, we are enclosing the Annual Secretarial Compliance report issued to the Company by Ms. Geeta Sheth, Practicing Company Secretary, for the Financial Year ended March 31,2021.

Please take the above on record.

Thanking you

Yours Sincerely, For Peninsula Land Limited

l~

Sonal Rathod Company Secretary & Compliance Officer

Encl: as above

Office: 1/8, Mulji Mistry Bldg., 64-8, Tejpal Road, Opp. Parle Gluoo Factory, Vile Parle (E). Mumbat- 400 057. Tel. : 2818 8512/2611 5777 • Tele Fax : 2616 6447 • Email : geetacs1 Oyahoo.co.in I geetashethesOgmatl.com

ANNEXURE A

Secretarial Compliance Report of Peninsula Land Limited For The Year Ended 3tst March, 2021.

We have examined:

• (a) all the documents and records made available to us and explanation provided by Peninsula Land Limited ("the listed entity"),
• (b) the filings/ submissions made by the list~d entity to the stock exchanges,
• (c) website of the listed entity,
• (d) Reports issued to the Company, Bank S~atements and document for the year ended
• 31st March, 2021 in respect of compliance with the provisions of: (a) The Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and
  • (b) The Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBI");
  • (c) The Depositories Act, 1996 and the Regulations and Bye-laws framed there under;

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

• ( a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;
• (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018;
• (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;
• (d) Securities and Exchange B of IQdia (Buyback of Securities) Regulations, 2018;
• (e) Securities and Exchange oa d of India (Share Based Employee Benefits) Regulations, 2014;
• (t) Securities and Exchange Bo nrl of India (Issue and Listing of Debt Securities) Regulations, 2008;

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Secretarial Compliance Report Peninsula Land Limited- 31st ~Aarch, 202l

Residence: 1, Shlrin Sorab Villa, Shra~hanand Road, Vile Parte (E), Mumbal- 400 057. Tel. : 2812 4841

^oParte Gluco Factory, Vlle Parle (E), Mumbat- 400 057. Office : 118, Muljl .....-y Bldg., 64-B, Tejpal Road, .PG.:n.n . tacs1 Oyahoo.co.ln ^Igeetaahethc80gmall.com Tel. : 2818 8512 ^I2811 5777 • 'fttte Fu: 2818 8447 . gee ,

• (g) Securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013;
• (h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
• (i) The Securities and Exchange Board of India (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999;
• (j) The Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 regarding the Companies Act and dealing with client;
• (k) The Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009: and circulars/ guidelines issued thereunder;and based on the above examination, We hereby report that, during the Review Period:
• A The listed entity has complied with the provisions of the above Regulations and circulars; guidelines issued thereunder, except in respect of matters specified below:-

B. The listed entity has main~ained proper records under th provisions of the above Regulations and circulars/ guidelines issued thereunder in so far as it appears from our examinaticn of those records. . \

Secretarial Compliance Repor Peninsula Land Limited- 31st • arch, 2021

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Residence : 1, Shirin Sorab VIlla, Sh r hanand R··oad, Vll.e,. Parle (E), Mumbal- 400 057. Tel.: 2612 4641

Office: 1/B, Muljl Mistry Bldg., 64-B, Tejpal Road, Opp. Parte Gluco Factory, VIle Parle (E), Mumbal- 400 057. Tel. : 2616 6512 I 2611 5777 • Tele Fax : 2616 6447 • Email : geetacs1 Oyahoo.co.ln I geetaahethcsOgmall.com

C. The following are the details of actions taken against the listed entity I its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder: NIL

D. The listed entity has taken the following actions to comply with the observations made in previous reports: Not a~plicable

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Geeta K. Sheth Practising Company Secreta '\ COP No.:2759 \ UDIN: F007312C000493407 ;J -

Date: 21/06i2021 Place: Mumbai

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Secretarial Compliance .Report ; i· \;: Peninsula Land Limited- ~I" ·' rch, 20' '

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Residence: 1, Shlrln Sorab VIlla, Shradd and Ro4M VIle Parte (E), Mumbal- 400 057. Tal. · ~A1'l .ta.t .. : ! I