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PATRYS LIMITED — Director's Dealing 2020
Dec 22, 2020
65525_rns_2020-12-22_3d35a19c-4b82-4dae-ae71-86fe77f46e0e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Patrys Limited |
|---|---|
| ABN | 97 123 055 363 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the following the director for the purposes of section |
information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act. |
|---|---|
| Name of Director | James Campbell |
| Date of last notice | 18 December 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Barrabool Biotechnology Pty Ltd Campbell Family A/C> Dr. Campbell is a beneficiary of the above entity |
| Date of change | 18 December 2020 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: 7,045,961 Fully paid ordinary shares 3,283 PABO Listed options, exercisable at $0.024 (2.4 cents), expiring 5 August 2023 335,522 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 9,000,000 Unlisted options, exercisable at $0.0072, expiring on 24 November 2021 10,000,000 Unlisted options, exercisable at $0.035, expiring on 22 November 2023 Indirect: 1,386,461 Fully paid ordinary shares 396,132 PABO Listed options, exercisable at $0.024 (2.4 cents), expiring 5 August 2023 66,022 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 |
|
|---|---|---|
| Class | Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
|
| Number acquired | 11,000,000 Unlisted options | |
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: 7,045,961 Fully paid ordinary shares 3,283 PABO Listed options, exercisable at $0.024 (2.4 cents), expiring 5 August 2023 335,522 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 9,000,000 Unlisted options, exercisable at $0.0072, expiring on 24 November 2021 10,000,000 Unlisted options, exercisable at $0.035, expiring on 22 November 2023 11,000,000 Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 Indirect: 1,386,461 Fully paid ordinary shares 396,132 PABO Listed options, exercisable at $0.024 (2.4 cents), expiring 5 August 2023 66,022 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Unlisted options pursuant to Resolution 4 of the Company’s 2020 Notice of Annual General Meeting, approved by shareholders on 19 November 2020. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Patrys Limited |
|---|---|
| ABN | 97 123 055 363 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | John Read |
|---|---|
| Date of last notice | 18 December 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- Suzannah Read 952,174 ordinary shares and 11,760 PABOA Listed options - Harrison Read 952,195 ordinary shares and 11,767 PABOA Listed options - Linda Greenhow 145,924 ordinary shares and 6,949 PABOA Listed options - Cannington Corporation Pty Ltd 7,504,836 ordinary shares, 396,132 PABO Listed options and 357,373 PABOA Listed options The Director has the ability to influence the voting and disposal of these shares and options. |
| Date of change | 18 December 2020 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: - 605,177 ordinary shares - 28,818 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 - 6,000,000 Unlisted options exercisable at $0.035, expiring on 22 November 2023 Indirect: Suzannah Read: - 952,174 ordinary shares - 11,760 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 Harrison Read: - 952,195 ordinary shares - 11,767 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 Linda Greenhow: - 145,924 ordinary shares - 6,949 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 Cannington Corporation Pty Ltd: - 7,504,836 ordinary shares - 396,132 PABO Listed options, exercisable at $0.024 (2.4 cents), expiring 5 August 2023 - 357,373 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 |
|
|---|---|---|
| Class | Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
|
| Number acquired | 1,200,000 Unlisted options | |
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: - 605,177 ordinary shares - 28,818 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 - 6,000,000 Unlisted options exercisable at $0.035, expiring on 22 November 2023 - 1,200,000 Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 Indirect: Suzannah Read: - 952,174 ordinary shares - 11,760 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 Harrison Read: - 952,195 ordinary shares - 11,767 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 Linda Greenhow: - 145,924 ordinary shares - 6,949 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 Cannington Corporation Pty Ltd: - 7,504,836 ordinary shares - 396,132 PABO Listed options, exercisable at $0.024 (2.4 cents), expiring 5 August 2023 - 357,373 PABOA Listed options, exercisable at $0.04 (4 cents), expiring 15 December 2023 |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back |
Issue of Unlisted options pursuant to Resolution 5 of the Company’s 2020 Notice of Annual General Meeting, approved by shareholders on 19 November 2020. |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity PATRYS LIMITED ABN 97 123 055 363
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Michael Stork |
|---|---|
| Date of last notice | 14 December 2018 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
98,773,814 fully paid ordinary shares held by Stork Holdings 2010 Limited The Director has the ability to influence the voting and disposal of the shares of this company. |
|
| Date of change | 18 December 2020 | |
| No. of securities held prior to change | Direct: 4,000,000 Unlisted options exercisable at $0.035, expiring on 22 November 2023 Indirect: 98,773,814 fully paid ordinary shares held by Stork Holdings 2010 Limited |
|
| Class | Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
|
| Number acquired | 800,000 Unlisted options | |
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
03/05/2013
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: 4,000,000 Unlisted options exercisable at $0.035, expiring on 22 November 2023 800,000 Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 Indirect: 98,773,814 fully paid ordinary shares held by Stork Holdings 2010 Limited |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Unlisted options pursuant to Resolution 7 of the Company’s 2020 Notice of Annual General Meeting, approved by shareholders on 19 November 2020. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
- See chapter 19 for defined terms.
03/05/2013
Appendix 3Y Page 2
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
03/05/2013
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity PATRYS LIMITED ABN 97 123 055 363
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Susan (Suzy) Jones |
|---|---|
| Date of last notice | 14 December 2018 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A | |
| Date of change | 18 December 2020 | |
| No. of securities held prior to change | Direct: 3,000,000 fully paid ordinary shares 4,000,000 Unlisted options exercisable at $0.035, expiring on 22 November 2023 |
|
| Class | Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
|
| Number acquired | 800,000 Unlisted options | |
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
03/05/2013
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: 3,000,000 fully paid ordinary shares 4,000,000 Unlisted options exercisable at $0.035, expiring on 22 November 2023 800,000 Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Unlisted options pursuant to Resolution 6 of the Company’s 2020 Notice of Annual General Meeting, approved by shareholders on 19 November 2020. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
03/05/2013
Appendix 3Y Page 2
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | PATRYS LIMITED |
|---|---|
| ABN | 97 123 055 363 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr. Pamela M. Klein |
|---|---|
| Date of last notice | 14 October 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A |
| Date of change | 18 December 2020 |
| No. of securities held prior to change | 250,000 Fully paid ordinary shares 250,000 Unlisted options, exercisable at $0.0613 each, expiring on 15 March 2023 250,000 Unlisted options, exercisable at $0.029 each, expiring on 15 March 2024 4,000,000 Unlisted options, exercisable at $0.035 each, expiring on 9 October 2024 |
| Class | Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
| Number acquired | 800,000 Unlisted options |
| Number disposed | - |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
|---|---|
| No. of securities held after change | 250,000 Fully paid ordinary shares 250,000 Unlisted options, exercisable at $0.0613 each, expiring on 15 March 2023 250,000 Unlisted options, exercisable at $0.029 each, expiring on 15 March 2024 4,000,000 Unlisted options, exercisable at $0.035 each, expiring on 9 October 2024 800,000 Unlisted options, exercisable at $0.027 (2.7 cents), expiring on 18 December 2024 |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back |
Issue of Unlisted options pursuant to Resolution 8 of the Company’s 2020 Notice of Annual General Meeting, approved by shareholders on 19 November 2020. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest after change N/A
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3