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Pathfinder Bancorp, Inc. — Director's Dealing 2017
Apr 10, 2017
34220_dirs_2017-04-10_af29d6c3-2d9c-4724-b8a3-f13490554bf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2017-02-27
Reporting Person: BURRITT CHRIS R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-06 | Common Stock | A | 3515 | — | Acquired | 4668 | Direct |
| 2017-02-27 | Common Stock | M | 8236 | $5.4638 | Acquired | 12904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-06 | Stock Options | $11.35 | A | 8787 | Acquired | 2026-05-06 | Common Stock (8787) | Direct |
| 2017-02-27 | Stock Options | $5.4638 | M | 8236 | Disposed | 2021-06-23 | Common Stock (8236) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25000 | Indirect |
Footnotes
F1: Shares of restricted stock vest at a rate of 20% per year commencing on May 6, 2017.
F2: Stock options vest at a rate of 20% per year commencing on May 6, 2017.
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