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Pathfinder Bancorp, Inc. Director's Dealing 2017

Apr 10, 2017

34220_dirs_2017-04-10_af29d6c3-2d9c-4724-b8a3-f13490554bf9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2017-02-27

Reporting Person: BURRITT CHRIS R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-06 Common Stock A 3515 Acquired 4668 Direct
2017-02-27 Common Stock M 8236 $5.4638 Acquired 12904 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-06 Stock Options $11.35 A 8787 Acquired 2026-05-06 Common Stock (8787) Direct
2017-02-27 Stock Options $5.4638 M 8236 Disposed 2021-06-23 Common Stock (8236) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 25000 Indirect

Footnotes

F1: Shares of restricted stock vest at a rate of 20% per year commencing on May 6, 2017.

F2: Stock options vest at a rate of 20% per year commencing on May 6, 2017.