AI assistant
Sending…
Pathfinder Bancorp, Inc. — Director's Dealing 2017
Sep 13, 2017
34220_dirs_2017-09-13_7717fa9d-102c-4410-8bcf-7f1a29048804.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2017-09-11
Reporting Person: Dowd James A. (EVP, COO, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-11 | Common Stock | M | 6000 | $5.4638 | Acquired | 16217 | Direct |
| 2017-09-11 | Common Stock | M | 6000 | $15.2147 | Disposed | 10217 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | Stock Options | $5.4638 | M | 6000 | Disposed | 2021-06-23 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11182 | Indirect |
| Common Stock | 15727 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $11.35 | 2026-05-06 | Common Stock (15816) | 15816 | Direct |
More from Pathfinder Bancorp, Inc.
Notice of Dividend Amount
2026
Jun 29
Annual Report
2026
Jun 17
Declaration of Voting Results & Voting Rights Announcements
2026
Jun 4
Report Publication Announcement
2026
Jun 4
Interim / Quarterly Report
2026
May 15
Regulatory Filings
2026
May 7
Proxy Solicitation & Information Statement
2026
Apr 22
Annual Report
2026
Apr 22
Annual Report
2026
Mar 30
Director's Dealing
2026
Mar 4