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Pathfinder Bancorp, Inc. — Director's Dealing 2017
Sep 13, 2017
34220_dirs_2017-09-13_943b0837-2d47-43ad-9f48-401562afe15b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2017-09-11
Reporting Person: SCHNEIDER THOMAS W (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-11 | Common Stock | M | 10000 | $5.4638 | Acquired | 34823 | Direct |
| 2017-09-11 | Common Stock | M | 10000 | $15.158 | Disposed | 24823 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | Stock Options | $5.4638 | M | 10000 | Disposed | 2021-06-23 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11797 | Indirect |
| Common Stock | 23262 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $11.35 | 2026-05-06 | Common Stock (26361) | 26361 | Direct |
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