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Pathfinder Bancorp, Inc. — Director's Dealing 2014
Oct 21, 2014
34220_dirs_2014-10-21_68f4d152-9b5c-43be-af31-4b847d61f372.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2014-10-17
Reporting Person: Dowd James A. (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-17 | Common Stock | P | 5000 | $10.00 | Acquired | 11338 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9346 | Indirect |
| Common Stock | 15727 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $5.4638 | 2021-06-23 | Common Stock (22237) | 22237 | Direct |
Footnotes
F1: Stock options vest at a rate of 20% per year commencing on June 23, 2012.
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