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OFX GROUP LIMITED — Major Shareholding Notification 2014
Aug 3, 2014
65487_rns_2014-08-03_71b908c4-3c7b-4e32-97bb-41e383cdd1b7.pdf
Major Shareholding Notification
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Thornburg | Investment Management* Strategies for Building Real Wealth
| Date: | August 2014 | Pages: 4 | $\frac{1}{2}$ |
|---|---|---|---|
| (including cover) | |||
| To: | ASX Limited | Fax: | 01161293470005 |
| Company: ______ | Tel. | _______ | |
| From: | Ronald Olexsak ([email protected]) | 1980 - Andrea Andrew Andrew Artist ( | |
| Tel: | 505-467-7447 USA |
Fax: | |
| Subject: | Form 603 Disclosure - Ozforex $- - -$ |
1980 - Jan Berlin, president de la provincia de la provincia de la provincia de la provincia de la provincia the company of the company of the |
|
| Notes: | |||
2300 North Ridgetop Road Santa Fe, NM 87506 T: 800.847.0200 F: 505.992.8681 www.thomburg.com
THIS DOCUMENT IS INTRNDED ONLY FOR THE USE OF THE INDIVIDUAL OR ENTITY TO WHOM IT IS ADDRESSED, AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED AND CONFIDENTIAL. IF YOU ARE NOT THE INTENDED RECIPIENT YOU ARE HEREBY NOTIFIED THAT ANY USE, DISSEMINATION, DISTRIBUTION OR COPYING OF THE COMMUNICATION IS STRICTLY FROHIBITED. IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR, PLEASE NOTIFY US BY TELEPHONE AND DESTROY THE DOCUMENT.
603 page 1/2 15 July 2001
| Form 603 Corporations Act 2001 Section 071B Notice of initial substantial holder |
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|---|---|---|---|---|---|---|---|
| OZFOREX GROUP LIMITED To Company Name/Scheme |
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| 165 602 273 ACN/ARSN |
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| 7. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
THORNBURG INVESTMENT MANAGEMENT | ||||||
| The holder became a substantial holder on | 07/16/14 | ||||||
| 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the schome that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows. |
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| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) | ||||
| ORDINARY EQUITY |
8,400,000 | 8,400,000 | 8,400,000 | ||||
| 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had m the following voting securities on the date the substantial holder became a substantial holder are as follows: Class and number of securities Nature of relevant interest (7) Holder of relevant interest INVESTMENT THORNBURG 8,400,000 ADVISOR ORDINARY EQUITY |
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| 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: |
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| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
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| ALL SHARES REGISTERED TO THORNBURG 8,400,000 INVESTMENT MANAGEMENT ON BEHALF OF ORDINARY INVESTMENT CLIENTS. EQUITY |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a
substantial holder is as follows.
| Holder of relevant interest |
Date of acquisition | Consideration (9) | ||
|---|---|---|---|---|
| $\sqrt{a}$ sh | Non-cash | ALCOHOL: 2009 | ||
| - 12000 - 02000 - 02000 - 22000 - See Attached |
_________ | -------------------------------------- | A 1990 FOR THE REPORT OF A 1990 FOR THE RESIDENCE OF A 1990 FOR THE RESIDENCE OF A 1990 FOR THE RESIDENCE OF A | |
page 2/2 15 July 2001 603
6 Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows.
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| --- | ||
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| ITHORNBURG IINVESTMENT MGMT |
12300 N RIDGETOP ROAD SANTA FE, NM 87506 USA |
THE R. P. LEWIS CO., LANSING MICH. |
| Signature print name |
RONALD OLEXSAK | COMPLIANCE OFFICER capacity |
|---|---|---|
| sign here | - 11 | 44,000,000 07/31/2014 date |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form
- $\omega$ See the definition of "associate" in section 9 of the Corporations Act 2001
- $\left(3\right)$ See the definition of "relevant interest" in sections 606 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $\left(\cdot\right)$ interest in.
- The person's votes divided by the total votes in the body corporate or schome multiplied by 100 $(6)$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 6718(4) applies, a copy of any document setting out $\left( a\right)$ the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract. scheme or arrangement, must accompany This form, together with a written statement cortifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or idisposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". m
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become $\left( \mathbf{H}\right)$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired
| van die groep van die het die het die het die heerste van die herself van die herself van die het die het die Gebeure van die herself van die herself van die herself van die herself van die herself van die herself van di |
Consideration | |||||
|---|---|---|---|---|---|---|
| Holder of Relevant Interest is a Date of Acquisition Cash | Non-Cash: Was Class and Number of Securities | |||||
| Thornburg Investment Management | 6/10/2014 | \$1,117,961.08 | Ordinary Equity SEDOL BFG1Q58 | 407,762 | ||
| Thornburg Investment Management | 6/11/2014 | S. | 572, 954.18 | 0. | Ordinary Equity SEDOL BFG1Q58 | 204,824 |
| Thornburg Investment Management | 6/13/2014 | s. | 47,887.58 | 0 | Ordinary Equity SEDOL BFG1Q58 | 17,746 |
| Thornburg Investment Management | 6/16/2014 | \$ | 41.079.77 | 0. | Ordinary Equity SEDOL BFG1Q58 | 15,084 |
| Thornburg Investment Management | 6/17/2014 | £. | 590,898.00 | 0 | Ordinary Equity SEDOL BFG1Q58 | 210,000 |
| Thornburg Investment Management | 6/18/2014 | S. | 473,100.00 | 0. | Ordinary Equity SEDOL BFG1Q58 | 166,000 |
| Thornburg Investment Management | 6/18/2014 | S | 354 156.40 | 0. | Ordinary Equity SEDOL BFG1Q58 | 125,303 |
| Thornburg Investment Management | 6/19/2014 | 5 | 750,576.94 | 0. | Ordinary Equity SEDOL BFG1Q58 | 261,043 |
| Thornburg Investment Management | 7/14/2014 | S | 313.937.55 | 0. | Ordinary Equity SEDOL BFG1Q58 | 118,467 |
| Thornburg Investment Management | 7/14/2014 | £. | 633,270.65 | 0. | Ordinary Equity SEDOL BFG1Q58 | 237,866 |
| Thornburg Investment Management | 7/15/2014 | £ | 977.078.35 | 0. | Ordinary Equity SEDOL BFG1Q58 | 366,551 |
| Thornburg Investment Management | 7/16/2014 | £. | 883,775.21 | 0 | Ordinary Equity SEDOL BFG1Q58 | 700,106 |
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