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OCEANFIRST FINANCIAL CORP — Director's Dealing 2011
Feb 23, 2011
32218_dirs_2011-02-23_88e89955-be38-45d4-bde3-e19c0e91be48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2011-02-18
Reporting Person: IANTOSCA JOSEPH R (OceanFirst Bank Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-18 | Common Stock | A | 767 | — | Acquired | 3873 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-18 | Stock Option (Right to Buy) | $13.87 | A | 10125 | Acquired | 2021-02-18 | Common Stock (10125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4560 | Indirect |
| Common Stock | 6181 | Indirect |
| Common Stock | 700 | Indirect |
| Common Stock | 1257 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $25.165 | 2015-02-17 | Common Stock (1250) | 1250 | Direct |
| Stock Option (Right to Buy) | $22.525 | 2014-05-28 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $23.07 | 2015-01-19 | Common Stock (554) | 554 | Direct |
| Stock Option (Right to Buy) | $20.795 | 2015-04-20 | Common Stock (614) | 614 | Direct |
| Stock Option (Right to Buy) | $23.475 | 2016-02-15 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $20.25 | 2017-03-02 | Common Stock (6750) | 6750 | Direct |
| Stock Option (Right to Buy) | $16.81 | 2018-02-20 | Common Stock (7088) | 7088 | Direct |
| Stock Option (Right to Buy) | $12.28 | 2019-02-18 | Common Stock (7088) | 7088 | Direct |
| Stock Option (Right to Buy) | $10.11 | 2020-02-11 | Common Stock (9925) | 9925 | Direct |
Footnotes
F1: Restricted shares awarded on February 18, 2011 under the OceanFirst Financial Corp. 2006 Stock Incentive Plan vest in five equal annual installments beginning on March 1, 2012. Total includes other unvested restricted stock.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3: Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006.
F4: Options awarded on February 18, 2011 under the OceanFirst Financial Corp. 2006 Stock Incentive Plan vest in five equal annual installments beginning on February 18, 2012.
F5: Options vest in five equal annual installments beginning on the date first exercisable.