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Nuwellis, Inc. Director's Dealing 2013

Sep 10, 2013

35477_dirs_2013-09-10_baeca0fc-8abc-4a6f-90d9-15588c13d6f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2013-09-08

Reporting Person: Bassett Kevin (Senior VP, Tech & Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-09-08	Common Stock	A	7345	—	Acquired	7345	Direct
2013-09-08	Common Stock	A	7345	—	Acquired	14690	Direct

Footnotes

F1: CONSISTS OF RESTRICTED STOCK UNIT AWARDS, THE SHARES UNDERLYING WHICH WILL VEST IN 12 EQUAL CONSECUTIVE MONTHLY INCREMENTS, SO THAT ALL OF THE SHARES WILL BE VESTED ON THE ONE-YEAR ANNIVERSARY OF THE DATE OF GRANT.