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NBT BANCORP INC — Director's Dealing 2016
Jan 22, 2016
31610_dirs_2016-01-22_2df7e6a9-0173-45d4-bf0f-7ec4ad9bd75a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2016-01-20
Reporting Person: DIETRICH MARTIN A (Director, President & CEO NBT Bancorp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-20 | NBT Bancorp Inc. Common Stock | A | 12930.0 | $0.0 | Acquired | 147457.569 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| NBT Bancorp Inc. Common Stock | 18945.912 | Indirect |
| NBT Bancorp Inc. Common Stock | 755 | Indirect |
| NBT Bancorp Inc. Common Stock | 10731.723 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.19 | 2020-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.3617 | 2018-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.15 | 2024-10-29 | NBT Bancorp Inc. Common Stock (20575) | 20575 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.36 | 2024-10-29 | NBT Bancorp Inc. Common Stock (1166) | 1166 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.38 | 2019-01-15 | NBT Bancorp Inc. Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.762 | 2017-01-01 | NBT Bancorp Inc. Common Stock (28000) | 28000 | Direct |
| Non-Qualified Stock Option (right to buy) | $26.67 | 2025-09-14 | NBT Bancorp Inc. Common Stock (13641) | 13641 | Direct |
Footnotes
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
F3: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.
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