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NBT BANCORP INC Director's Dealing 2016

Jan 22, 2016

31610_dirs_2016-01-22_2df7e6a9-0173-45d4-bf0f-7ec4ad9bd75a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NBT BANCORP INC (NBTB)
CIK: 0000790359
Period of Report: 2016-01-20

Reporting Person: DIETRICH MARTIN A (Director, President & CEO NBT Bancorp)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-20 NBT Bancorp Inc. Common Stock A 12930.0 $0.0 Acquired 147457.569 Direct

Holdings (Non-Derivative)

Security Shares Ownership
NBT Bancorp Inc. Common Stock 18945.912 Indirect
NBT Bancorp Inc. Common Stock 755 Indirect
NBT Bancorp Inc. Common Stock 10731.723 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $20.19 2020-01-15 NBT Bancorp Inc. Common Stock (25000) 25000 Direct
Non-Qualified Stock Option (right to buy) $20.3617 2018-01-15 NBT Bancorp Inc. Common Stock (25000) 25000 Direct
Non-Qualified Stock Option (right to buy) $25.15 2024-10-29 NBT Bancorp Inc. Common Stock (20575) 20575 Direct
Non-Qualified Stock Option (right to buy) $25.36 2024-10-29 NBT Bancorp Inc. Common Stock (1166) 1166 Direct
Non-Qualified Stock Option (right to buy) $25.38 2019-01-15 NBT Bancorp Inc. Common Stock (25000) 25000 Direct
Non-Qualified Stock Option (right to buy) $25.762 2017-01-01 NBT Bancorp Inc. Common Stock (28000) 28000 Direct
Non-Qualified Stock Option (right to buy) $26.67 2025-09-14 NBT Bancorp Inc. Common Stock (13641) 13641 Direct

Footnotes

F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

F2: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

F3: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.

F4: Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.