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Natera, Inc. — Director's Dealing 2019
Mar 12, 2019
30253_dirs_2019-03-12_c7e09523-a82a-48ac-b044-ed17954a56b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-03-09
Reporting Person: Brophy Michael Burkes (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-09 | Common Stock | M | 12083 | — | Acquired | 13422 | Direct |
| 2019-03-11 | Common Stock | S | 3192 | $16.0034 | Disposed | 10230 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-09 | Restricted Stock Unit | $ | M | 12083 | Disposed | Common Stock (12083) | Direct |
Footnotes
F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019.
F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.
F3: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
F4: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.
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