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NANOVEU LIMITED — Major Shareholding Notification 2021
Mar 29, 2021
65457_rns_2021-03-29_db5bec4d-a6eb-4d45-ba0d-bb91e6d55de6.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme NANOVEU LIMITED ACN/ARSN ACN 624 421 085
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 25-Mar-2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Persons' votes(5) | Voting power(6) |
|---|---|---|---|
| Common Stock | 8,725,572 | 8,725,572 | 5.59% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Class and number of securities |
|---|---|---|
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) |
Voting rights and right to dispose | 8,725,572 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
8,725,572 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
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Date of Class and number of
Holder of relevant interest acquisition Consideration (9) securities
Cash Non-cash
Credit Suisse Equities (Australia) Limited 26-Nov-20 435.00 AUD -7,500 Common Stock
Credit Suisse Equities (Australia) Limited 8-Dec-20 4,608.00 AUD 72,000 Common Stock
Credit Suisse Equities (Australia) Limited 9-Dec-20 605.31 AUD -11,421 Common Stock
Credit Suisse Equities (Australia) Limited 10-Dec-20 4,632.00 AUD -72,000 Common Stock
Credit Suisse Equities (Australia) Limited 10-Dec-20 1,024.00 AUD -16,000 Common Stock
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Credit Suisse Equities (Australia) Limited 24-Dec-20 8,850.00 AUD 150,000 Common Stock
Credit Suisse Equities (Australia) Limited 29-Dec-20 16,825.94 AUD 268,458 Common Stock
Credit Suisse Equities (Australia) Limited 30-Dec-20 7,259.31 AUD -119,005 Common Stock
Credit Suisse Equities (Australia) Limited 30-Dec-20 650.00 AUD 10,000 Common Stock
Credit Suisse Equities (Australia) Limited 31-Dec-20 1,890.70 AUD -30,995 Common Stock
Credit Suisse Equities (Australia) Limited 31-Dec-20 8,125.00 AUD -125,000 Common Stock
Credit Suisse Equities (Australia) Limited 4-Jan-21 3,730.00 AUD -55,000 Common Stock
Credit Suisse Equities (Australia) Limited 4-Jan-21 3,330.00 AUD 50,000 Common Stock
Credit Suisse Equities (Australia) Limited 5-Jan-21 13,472.77 AUD 183,952 Common Stock
Credit Suisse Equities (Australia) Limited 5-Jan-21 4,275.04 AUD 58,028 Common Stock
Credit Suisse Equities (Australia) Limited 7-Jan-21 1,520.00 AUD -20,000 Common Stock
Credit Suisse Equities (Australia) Limited 7-Jan-21 9,198.00 AUD -126,000 Common Stock
Credit Suisse Equities (Australia) Limited 8-Jan-21 2,738.02 AUD -38,028 Common Stock
Credit Suisse Equities (Australia) Limited 8-Jan-21 15,561.52 AUD -206,410 Common Stock
Credit Suisse Equities (Australia) Limited 8-Jan-21 6,700.00 AUD 100,000 Common Stock
Credit Suisse Equities (Australia) Limited 12-Jan-21 6,875.00 AUD -100,000 Common Stock
Credit Suisse Equities (Australia) Limited 25-Jan-21 11,500.00 AUD 150,000 Common Stock
Credit Suisse Equities (Australia) Limited 27-Jan-21 1,520.00 AUD 20,000 Common Stock
Credit Suisse Equities (Australia) Limited 29-Jan-21 1,540.00 AUD -20,000 Common Stock
Credit Suisse Equities (Australia) Limited 29-Jan-21 870.00 AUD 15,000 Common Stock
Credit Suisse Equities (Australia) Limited 4-Feb-21 870.00 AUD -15,000 Common Stock
Credit Suisse Equities (Australia) Limited 4-Feb-21 1,035.00 AUD 15,000 Common Stock
Credit Suisse Equities (Australia) Limited 8-Feb-21 1,050.00 AUD -15,000 Common Stock
Credit Suisse Equities (Australia) Limited 12-Feb-21 10,500.00 AUD -150,000 Common Stock
Credit Suisse Equities (Australia) Limited 15-Feb-21 704.22 AUD 10,000 Common Stock
Credit Suisse Equities (Australia) Limited 15-Feb-21 12,594.68 AUD 183,072 Common Stock
Credit Suisse Equities (Australia) Limited 17-Feb-21 11,789.97 AUD -170,072 Common Stock
Credit Suisse Equities (Australia) Limited 18-Feb-21 690.00 AUD -10,000 Common Stock
Credit Suisse Equities (Australia) Limited 11-Mar-21 14,803.26 AUD 225,200 Common Stock
Credit Suisse Equities (Australia) Limited 11-Mar-21 78,681.90 AUD 1,199,000 Common Stock
Credit Suisse Equities (Australia) Limited 12-Mar-21 5,185.00 AUD 100,000 Common Stock
Credit Suisse Equities (Australia) Limited 15-Mar-21 69,597.32 AUD -1,133,677 Common Stock
Credit Suisse Equities (Australia) Limited 15-Mar-21 15,272.72 AUD -225,200 Common Stock
Credit Suisse Equities (Australia) Limited 15-Mar-21 3,060.00 AUD 60,000 Common Stock
Credit Suisse Equities (Australia) Limited 16-Mar-21 2,315.00 AUD -45,000 Common Stock
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| Credit Suisse Equities (Australia) Limited | 17-Mar-21 | 1,100.00 AUD | -20,000 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited | 22-Mar-21 | 4,285.00 AUD | 85,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited | 23-Mar-21 | 765.00 AUD | -15,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited | 25-Mar-21 | 474,367.59 AUD | 5,184,614 Common Stock | |
| Credit Suisse Equities (Australia) Limited | 25-Mar-21 | 301,177.98 AUD | 3,299,635 Common Stock |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Related Body Corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 30-Mar-2021 |
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