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MIRVAC GROUP — Major Shareholding Notification 2010
Mar 4, 2010
65328_rns_2010-03-04_c82a1ba8-82cb-4050-8aaf-dc7096b3557b.pdf
Major Shareholding Notification
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| 604 | page 1/2 | 15 July 2001 | ||||
|---|---|---|---|---|---|---|
| Form 604 | ||||||
| Corporations Act 2001 Section 671B |
||||||
| Notice of change of interests of substantial holder | ||||||
| To Company Name/Scheme | Mirvac Group | |||||
| ACN/ARSN | 003 270 699 | |||||
| 1. Details of substantial holder(1) |
||||||
| Name | Vanguard Investments Australia Ltd and Vanguard Group Inc. | |||||
| ACN/ARSN (if applicable) | 72 072 881 086 | |||||
| There was a change in the interests of the substantial holder on |
1/3/2010 | |||||
| The previous notice was given to the company on |
18/6/2009 | $\Delta$ | ||||
| The previous notice was dated | 15/6/2009 | |||||
| 2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes . |
Voting power (5) | Person's votes | Voting power (5) |
|
| MGR Ordinary shares | 136.891.358 | 5.16% | 186.167.992 | 6.21% |
3. Changes in relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| March 2010 | Vanguard Investments Australia Ltd The Vanguard Group Inc. |
See Annexure A |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant Interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant Interest (6) | Class and number of securities |
Porson's votes |
|---|---|---|---|---|---|
| Vanguard Investments Australia Ltd |
JP Morgan and various other Custodíans |
JP Morgan and various other Custodians |
Vanguard Investments Australia Ltd is the manager of various superannuation funds. institutional investor portfolios and unit trusts and in that capacity can exercise the power to vote or dispose of the shares. |
169,490,164 | 169.490.164 |
| The Vanguard Group Inc. | JP Morgan and various other Custodians |
JP Morgan and various other Custodians |
The Vanguard Group Inc., is the manager of various US mutual funds and in that capacity has the power to dispose of the shares |
16.677,828 | 16,677,828 |
page 2/2 604 15 July 2001 5. Changes In association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Nature of association Name and ACN/ARSN (if applicable) N/A $N/A$ 6. Addresses The addresses of persons named in this form are: Address Name Level 34, Freshwater Place, 2 Southbank Boulevard Southbank VIC 3006 Vanguard Investments Australia Ltd The Vanguard Group Inc. P.O. Box 2600, V26 Valley Forge, PA 19482 USA Signature capacity Company Secretary KATHRYN WATT print name 5 March 2010 date sign here DIRECTIONS If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (3) The voting shares of a company constitute one class unless divided into separate classes. $(4)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$ Include details of: $(6)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, $(a)$ a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement: and any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of $(b)$ the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, $(7)$ or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. If the substantial holder is unable to determine the identify of the person (eg. If the relevant interest arises because of an option) write "unknown". $(8)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
$\sim$ $\sim$
$\mathcal{A}^{\mathcal{A}}$
ANNEXURE A
Transactions of Vanguard Investments Australia Ltd from 16 June 2009 to 1 March 2010
| Security ID | Trade | No of securities | Price | Trade date | \$ Amount | |
|---|---|---|---|---|---|---|
| MGR AU | Buy | 250,000 | 1.14 | 16/06/2009 | 285,000.00 | |
| MGRAU | Sell | (410, 984) | 1.14 | 16/06/2009 | 468,521.76 | |
| MGR AU | Sell | (172, 678) | 1.12 | 18/06/2009 | 193,399.36 | |
| Sell | (64, 800) | 1.0929 | 18/06/2009 | 70,819.92 | ||
| MGR AU | Sell | (1,015,100) | 1.0929 | 18/06/2009 | 1,109,402.79 | |
| MGR AU | Sell | (98,769) | 1.12 | 19/06/2009 | 110,621.28 | |
| MGR AU | Sell | (38, 262) | 1,12 | 19/06/2009 | 42,853.44 | |
| MGR AU MGR AU |
Sell | (124, 189) | 1,12 | 19/06/2009 | 139,091.68 | |
| Sell | (32,000) | 1.0907 | 22/06/2009 | 34,902.40 | ||
| MGR AU | Sell | (10,000) | 1.15 | 24/06/2009 | 11,500.00 | |
| MGR AU MGR AU |
Buy | 17,766 | 1.14 | 25/06/2009 | 20,253.24 | |
| MGR AU | Sell | (28, 957) | 1.13 | 26/06/2009 | 32,721.41 | |
| MGR AU | Sell | (44, 870) | 1.13 | 26/06/2009 | 50,703.10 | |
| MGR AU | Sell | (42, 916) | 1.13 | 26/06/2009 | 48,495.08 | |
| MGR AU | Sell | (100,000) | 1.1384 | 26/06/2009 | 113,840.00 | |
| MGR AU | Buy | 3.298,635 | 1.08 | 29/06/2009 | 3,562,525.80 | |
| MGRAU | Sell | (86, 390) | 1.08 | 30/06/2009 | 93,301.20 | |
| MGR AU | Buy | 355,000 | 1.0784 | 2/07/2009 | 382,832.00 | |
| MGR AU | Buy | 841,930 | 1.0611 | 3/07/2009 | 893,371.92 | |
| MGR AU | Buy | 510,000 | 1.0598 | 3/07/2009 | 540,498.00 | |
| MGR AU | Buy | 319,244 | 1.06 | 6/07/2009 | 338,398.64 | |
| MGR AU | Buy | 81,106 | 1.06 | 6/07/2009 | 85,972.36 | |
| MGR AU | Buy | 17,766 | 1.025 | 7/07/2009 | 18,210.15 | |
| MGR AU | Buy | 150,000 | 1.0637 | 8/07/2009 | 159,555.00 | |
| MGRAU | Buy | 100,000 | 1.105 | 9/07/2009 | 110,500.00 | |
| MGR AU | Sell | (17, 234) | 1.075 | 13/07/2009 | 18,526.55 | |
| MGRAU | Buy | 397,420 | 1.125 | 14/07/2009 | 447,097.50 | |
| MGRAU | Buy | 125,000 | 1.125 | 14/07/2009 | 140,625.00 6,361.38 |
|
| MGRAU | Buy | 5,391 | 1.18 | 15/07/2009 | 117,730.00 | |
| MGR AU | Buy | 100,000 | 1.1773 | 15/07/2009 17/07/2009 |
131,703.00 | |
| MGR AU | Buy | 110,000 90,000 |
1.1973 1.2047 |
22/07/2009 | 108,423.00 | |
| MGRAU | Buy | 90,000 | 1.205 | 24/07/2009 | 108,450.00 | |
| MGR AU | Buy | 1,000,000 | 1.2001 | 27/07/2009 | 1,200,100.00 | |
| MGR AU MGR AU |
Buy Sell |
(232,000) | 1.205 | 27/07/2009 | 279,560.00 | |
| MGR AU | Buy | 150,000 | 1,21 | 28/07/2009 | 181,500.00 | |
| MGR AU | Buy | 205,000 | 1.1897 | 29/07/2009 | 243,888.50 | |
| MGR AU | Buy | 100,000 | 1.187 | 29/07/2009 | 118,700.00 | |
| MGRAU | Buy | 568,137 | 1.245 | 30/07/2009 | 707,330.57 | |
| MGR AU | Buy | 70,000 | 1.245 | 30/07/2009 | 87,150.00 | |
| MGRAU | Buy | 50,000 | 1.275 | 31/07/2009 | 63,750.00 84,542.49 |
|
| MGR AU | Buy | 68,119 | 1.2411 | 3/08/2009 | 421,376.39 | |
| MGRAU | Buy | 328,969 | 1.2809 | 4/08/2009 | ||
| MGR AU | Buy | 100,000 | 1.2809 | 4/08/2009 | 128,090.00 190,896.00 |
|
| MGRAU | Sell | (160, 000) | 1.1931 | 7/08/2009 10/08/2009 |
13,005.51 | |
| MGRAU | Sell | (10.929) (5,700) |
1.19 1.205 |
11/08/2009 | 6,868.50 | |
| MGR AU | Sell | 910,000 | 1.2097 | 12/08/2009 | 1,100,827.00 | |
| MGR AU | Buy | 54,000 | 1.2629 | 13/08/2009 | 68,196.60 | |
| MGR AU | Buy Buy |
311,003 | 1.29 | 14/08/2009 | 401,193.87 | |
| MGR AU MGRAU |
Sell | (1,476,000) | 1.2806 | 14/08/2009 | 1,890,165.60 | |
| MGRAU | Buy | 125,000 | 1.3 | 17/08/2009 | 162,500.00 | |
| MGR AU | Buy | 69,000 | 1.29 | 18/08/2009 | 89,010.00 | |
| MGR AU | Buy | 24,885 | 1.29 | 18/08/2009 | 32,101.65 |
$\alpha$
$\sim 10^{-1}$
$\sim$
$\sim$
ANNEXURE A
| Security ID | Trade | No of securities | Price | Trade date | \$ Amount | |
|---|---|---|---|---|---|---|
| MGR AU | Buy | 85,000 | 1.315 | 19/08/2009 | 111,775.00 | |
| MGR AU | Buy | 74,664 | 1.2918 | 20/08/2009 | 96,450.96 | |
| MGR AU | Buy | 40,439 | 1.295 | 20/08/2009 | 52,368.51 | |
| MGR AU | Buy | 440,000 | 1.2966 | 20/08/2009 | 570,504.00 | |
| MGR AU | Buy | 38,000 | 1.2464 | 21/08/2009 | 47,363.20 | |
| MGR AU | Buy | 910,000 | 1.2615 | 24/08/2009 | 1,147,965.00 | |
| MGR AU | Buy | 80,000 | 1.255 | 25/08/2009 | 100,400.00 | |
| MGR AU | Buy | 215,000 | 1.3322 | 26/08/2009 | 286,423.00 | |
| MGR AU | Buy | 200,000 | 1,4135 | 28/08/2009 | 282,700.00 | |
| MGR AU | Buy | 2,000,000 | 1.4135 | 28/08/2009 | 2,827,000.00 | |
| MGR AU | Buy | 635,428 | 1.415 | 28/08/2009 | 899,130.62 | |
| MGR AU | Buy | 620,000 | 1.482 | 31/08/2009 | 918,840.00 | |
| MGRAU | Buy | 5,000,000 | 1.482 | 31/08/2009 | 7,410,000.00 | |
| MGRAU | Buy | 309,203 | 1.4681 | 1/09/2009 | 453,940.92 | |
| MGR AU | Buy | 132,682 | 1.4681 | 1/09/2009 | 194,790.44 | |
| MGR AU | Buy | 53,405 | 1.4681 | 1/09/2009 | 78,403.88 | |
| MGR AU | Buy | 46,410 | 1.4518 | 1/09/2009 | 67,378.04 | |
| MGR AU | Buy | 778,240 | 1.4518 | 1/09/2009 | 1,129,848.83 | |
| MGRAU | Buy | 12,770 | 1.4518 | 1/09/2009 | 18,539.49 | |
| MGR AU | Buy | 8,170 | 1.4518 | 1/09/2009 | 11,861.21 | |
| MGR AU | Buy | 88,070 | 1.4518 | 1/09/2009 | 127,860.03 | |
| MGR AU | Buy | 213,810 | 1.4518 | 1/09/2009 | 310,409.36 | |
| MGR AU | Buy | 100,100 | 1.4518 | 1/09/2009 | 145,325.18 | |
| MGR AU | Buy | 79,160 | 1.4518 | 1/09/2009 | 114,924.49 | |
| MGR AU | Buy | 2,930 | 1.4518 | 1/09/2009 | 4,253.77 | |
| MGR AU | Buy | 415,760 | 1.4518 | 1/09/2009 | 603,600.37 | |
| MGR AU | Buy | 30,900 | 1.4583 | 1/09/2009 | 45,061.47 | |
| MGR AU | Buy | 100,000 | 1.4583 | 1/09/2009 | 145,830.00 | |
| MGR AU | Buy | 1,420,000 | 1.4583 | 1/09/2009 | 2,070,786.00 | |
| MGR AU | Buy | 49,411 | 1.465 | 2/09/2009 | 72,387.12 | |
| MGRAU | Buy | 43,000 | 1.4591 | 2/09/2009 | 62,741.30 | |
| MGR AU | Buy | 90,000 | 1.4591 | 2/09/2009 | 131,319.00 | |
| MGR AU | Buy | 549,000 | 1,4591 | 2/09/2009 | 801,045.90 | |
| MGR AU | Sell | (45,000) | 1.4 | 3/09/2009 | 63,000.00 | |
| MGR AU | Sell | (50,000) | 1.4 | 3/09/2009 | 70,000.00 | |
| MGR AU | Buy | 306,903 | 1.4419 | 4/09/2009 | 442,523.44 | |
| MGR AU | Buy | 210,000 | 1.45 | 4/09/2009 | 304,500.00 | |
| MGR AU | Buy | 322,206 | 1.4343 | 4/09/2009 | 462,140.07 | |
| MGR AU | Buy | 56,928 | 1,4342 | 4/09/2009 | 81,646.14 | |
| MGR AU | Buy | 250,000 | 1.4487 | 7/09/2009 | 362,175.00 | |
| MGR AU | Buy | 31,000 | 1.435 | 8/09/2009 | 44,485.00 | |
| MGRAU | Buy | 160,000 | 1,435 | 8/09/2009 | 229,600.00 | |
| MGR AU | Buy | 35,000 | 1,4495 | 9/09/2009 | 50,732.50 | |
| MGR AU | Buy | 100,000 | 1.4495 | 9/09/2009 | 144,950.00 317,541.00 |
|
| MGR AU | Buy | 210,000 | 1.5121 | 10/09/2009 | 320,000.00 | |
| MGR AU | Buy | 200,000 | 1.6 | 14/09/2009 | 32,684.00 | |
| MGR AU | Buy | 20,000 | 1.6342 | 15/09/2009 16/09/2009 |
314,195.00 | |
| MGR AU | Buy | 191,000 | 1.645 | 121,450.00 | ||
| MGR AU | Sell | (70,000) (430,000) |
1,735 1.735 |
18/09/2009 18/09/2009 |
746,050.00 | |
| MGR AU | Sell | 80,000 | 1.6794 | 21/09/2009 | 134,352.00 | |
| MGR AU | Buy | (26,000) | 1.68 | 21/09/2009 | 43,680.00 | |
| MGR AU | Sell | 138,000 | 1.6526 | 22/09/2009 | 228,058.80 | |
| MGRAU | Buy | 8,400 | 1.65 | 22/09/2009 | 13,860.00 | |
| MGR AU | Buy | 66,490 | 1.65 | 22/09/2009 | 109,708.50 | |
| MGR AU | Buy | 26,088 | 1.65 | 22/09/2009 | 43,045.20 | |
| MGR AU | Buy |
$\sim$ $\sim$
$\sim 10^{-1}$
$\mathcal{A}^{\pm}$
$\mathcal{A}^{\mathcal{A}}$
$\sim 10^{-1}$
ANNEXURE A
| Trade | No of securities | Price | Trade date | \$ Amount | ||
|---|---|---|---|---|---|---|
| Security ID MGR AU |
Buy | 106,800 | 1.6905 | 23/09/2009 | 180,545.40 | |
| MGR AU | Buy | 21,100 | 1.665 | 23/09/2009 | 35,131.50 | |
| MGR AU | Buy | 234,000 | 1.665 | 23/09/2009 | 389,610.00 | |
| MGR AU | Buy | 63,242 | 1.5883 | 24/09/2009 | 100,447.27 | |
| MGRAU | Buy | 334,980 | 1.5924 | 24/09/2009 | 533,422.15 | |
| MGR AU | Buy | 185,000 | 1.5797 | 24/09/2009 | 292,244.50 | |
| MGR AU | Buy | 80,000 | 1.57 | 28/09/2009 | 125,600.00 | |
| MGR AU | Buy | 39,000 | 1.6766 | 30/09/2009 | 65,387.40 | |
| MGR AU | Buy | 358,410 | 1.6558 | 30/09/2009 | 593,455.28 | |
| MGR AU | Buy | 69,491 | 1.5829 | 6/10/2009 | 109,997.30 | |
| MGR AU | Buy | 65,000 | 1.5629 | 6/10/2009 | 101,588.50 | |
| MGR AU | Buy | 279,580 | 1.627 | 7/10/2009 | 454,876.66 | |
| MGR AU | Buy | 5,600 | 1.645 | 7/10/2009 | 9,212.00 | |
| MGR AU | Sell | (38, 324) | 1.6874 | 8/10/2009 9/10/2009 |
64,667.92 179,280.00 |
|
| MGRAU | Buy | 108,000 | 1.66 1.6897 |
9/10/2009 | 337,940.00 | |
| MGR AU | Buy | 200,000 | 1.6623 | 9/10/2009 | 3,388,926.02 | |
| MGR AU | Sell | (2,038,697) (990,000) |
1.5993 | 12/10/2009 | 1,583,307.00 | |
| MGR AU | Sell | 100,000 | 1.58 | 13/10/2009 | 158,000.00 | |
| MGR AU | Buy | 190,000 | 1.565 | 14/10/2009 | 297,350.00 | |
| MGR AU | Buy | 231,210 | 1.6011 | 14/10/2009 | 370,190.33 | |
| MGRAU | Buy | 40,000 | 1.5905 | 15/10/2009 | 63,620.00 | |
| MGR AU | Buy | 150,000 | 1.6337 | 16/10/2009 | 245,055.00 | |
| MGR AU MGR AU |
Buy Buy |
135,000 | 1.6076 | 19/10/2009 | 217,026.00 | |
| MGR AU | Buy | 539,600 | 1.63 | 20/10/2009 | 879,548.00 | |
| MGR AU | Buy | 120,000 | 1.635 | 21/10/2009 | 196,200.00 | |
| MGR AU | Buy | 100,000 | 1.6161 | 22/10/2009 | 161,610.00 | |
| MGR AU | Sell | (1,280,210) | 1.6194 | 22/10/2009 | 2,073,172.07 | |
| MGR AU | Buy | 62,000 | 1.625 | 23/10/2009 | 100,750.00 | |
| MGR AU | Buy | 46,000 | 1.6 | 26/10/2009 | 73,600.00 1,249,348.80 |
|
| MGR AU | Sell | (824,000) | 1,5162 | 27/10/2009 | 139,049.90 | |
| MGR AU | Sell | (91, 300) | 1.523 | 28/10/2009 28/10/2009 |
1,341,306.10 | |
| MGR AU | Sell | (880, 700) | 1.523 1.475 |
29/10/2009 | 132,723.45 | |
| MGR AU | Sell | (89,982) | 1.4232 | 29/10/2009 | 2,540,412.00 | |
| MGR AU | Sell | (1,785,000) (1, 107, 000) |
1.419 | 29/10/2009 | 1,570,833.00 | |
| MGR AU | Sell | (307,000) | 1.4234 | 29/10/2009 | 436,983.80 | |
| MGR AU | Sell | (11, 253) | 1.475 | 29/10/2009 | 16,598.18 | |
| MGR AU MGRAU |
Sell Sell |
(2,604,000) | 1.4734 | 30/10/2009 | 3,836,733.60 | |
| MGRAU | Buy | 98,752 | 1.464 | 2/11/2009 | 144,572.93 | |
| MGRAU | Sell | (430,000) | 1.4662 | 2/11/2009 | 630,466.00 | |
| MGRAU | Sell | (855,000) | 1.4155 | 4/11/2009 | 1,210,252.50 | |
| MGR AU | Buy | 88,000 | 1.385 | 5/11/2009 | 121,880.00 | |
| MGR AU | Buy | 240,000 | 1.42 | 6/11/2009 | 340,800.00 | |
| MGR AU | Buy | 1,516,000 | 1.4241 | 9/11/2009 | 2,158,935.60 1,627,038.00 |
|
| MGRAU | Buy | 1,110,000 | 1.4658 | 10/11/2009 11/11/2009 |
549,603.71 | |
| MGR AU | Buy | 350,893 | 1.5663 | 11/11/2009 | 805,015.55 | |
| MGR AU | Buy | 513,960 150,000 |
1.5663 1.57 |
11/11/2009 | 235,500.00 | |
| MGR AU | Buy | 295,800 | 1.57 | 12/11/2009 | 464,406.00 | |
| MGR AU | Buy | 102,700 | 1.57 | 12/11/2009 | 161.239.00 | |
| MGR AU | Buy | 698,500 | 1.567 | 12/11/2009 | 1,094,549.50 | |
| MGR AU MGR AU |
Buy Buy |
115,000 | 1.5574 | 13/11/2009 | 179,101.00 | |
| MGRAU | Buy | 130,000 | 1.58 | 16/11/2009 | 205,400.00 | |
| MGR AU | Sell | (260, 264) | 1.58 | 16/11/2009 | 411 217 12 | |
| MGRAU | Buy | 236,000 | 1.5536 | 17/11/2009 | 366,649.60 |
$\sim 10^{-10}$
ANNEXURE A
| Security ID | Trade | No of securities | Price | Trade date | \$ Amount | |
|---|---|---|---|---|---|---|
| MGR AU | Buy | 26,088 | 1.545 | 17/11/2009 | 40,305.96 | |
| MGR AU | Buy | 170,000 | 1.5694 | 18/11/2009 | 266,798.00 | |
| MGR AU | Buy | 40,000 | 1.55 | 19/11/2009 | 62,000.00 | |
| MGR AU | Buy | 66.114 | 1.5449 | 20/11/2009 | 102,139.52 | |
| MGR AU | Buy | 66,000 | 1.54 | 20/11/2009 | 101,640.00 | |
| MGR AU | Buy | 23,200 | 1.555 | 23/11/2009 | 36,076.00 | |
| MGR AU | Buy | 43 100 | 1.555 | 23/11/2009 | 67,020.50 | |
| MGR AU | Buy | 45,000 | 1.555 | 23/11/2009 | 69,975.00 | |
| MGR AU | Buy | 40.000 | 1.56 | 23/11/2009 | 62,400.00 | |
| MGRAU | Buy | 114.000 | 1.5371 | 25/11/2009 | 175,229.40 | |
| MGR AU | Buy | 33,750 | 1.5489 | 26/11/2009 | 52,275.38 | |
| MGR AU | Buy | 115,000 | 1.5068 | 27/11/2009 | 173,282.00 | |
| MGR AU | Buy | 251,000 | 1.53 | 1/12/2009 | 384,030.00 | |
| MGR AU | Buy | 109,060 | 1.485 | 2/12/2009 | 161,954.10 | |
| MGRAU | Buy | 352,520 | 1.46 | 3/12/2009 | 514,679.20 | |
| MGR AU | Buy | 44,000 | 1.46 | 3/12/2009 | 64,240.00 | |
| MGR AU | Buy | 590,000 | 1.43 | 4/12/2009 | 843,700.00 | |
| MGR AU | Buy | 135,000 | 1.4106 | 7/12/2009 | 190,431.00 | |
| MGR AU | Buy | 130,000 | 1.4555 | 8/12/2009 | 189,215.00 | |
| MGR AU | Buy | 537,000 | 1.4478 | 9/12/2009 | 777,468.60 | |
| MGR AU | Buy | 90,000 | 1.42 | 10/12/2009 | 127,800.00 | |
| MGR AU | Buy | 1,000,000 | 1.4632 | 14/12/2009 | 1,463,200.00 | |
| MGR AU | Buy | 26,088 | 1.515 | 15/12/2009 | 39,523.32 | |
| MGRAU | Buy | 52,884 | 1.5699 | 18/12/2009 | 83,022.59 | |
| MGRAU | Buy | 130.285 | 1.5699 | 18/12/2009 | 204,534.42 | |
| MGR AU | Buy | 283.203 | 1.5699 | 18/12/2009 | 444,600.39 | |
| MGR AU | Buy | 175.783 | 1.5699 | 18/12/2009 | 275,961.73 | |
| MGR AU | Buy | 234,570 | 1.5702 | 18/12/2009 | 368,321.81 | |
| MGR AU | Buy | 380,000 | 1.5699 | 18/12/2009 | 596,562.00 | |
| MGR AU | Buy | 3,500,000 | 1.5699 | 18/12/2009 | 5,494,650.00 | |
| MGR AU | Buy | 22,827 | 157 | 18/12/2009 | 35,838.39 | |
| MGR AU | Buy | 255,339 | 1.5775 | 21/12/2009 | 402,797.27 | |
| MGR AU | Buy | 321,334 | 1.5775 | 21/12/2009 | 506,904.39 | |
| MGRAU | Buy | 2,558,947 | 1.5775 | 21/12/2009 | 4,036,738.89 | |
| MGR AU | Buy | 15,065 | 1.5777 | 21/12/2009 | 23,768.05 | |
| MGR AU | Buy | 243,961 | 1.5777 | 21/12/2009 | 384,897.27 | |
| MGR AU | Buy | 4,167 | 1.5777 | 21/12/2009 | 6,574.28 | |
| MGR AU | Buy | 2,277 | 1.5777 | 21/12/2009 | 3,592.42 | |
| MGRAU | Buy | 52,220 | 1.5777 | 21/12/2009 | 82,387.49 | |
| MGR AU | Buy | 62,652 | 1.5777 | 21/12/2009 | 98,846.06 | |
| MGR AU | Buy | 40,187 | 1.5777 | 21/12/2009 | 63,403.03 | |
| MGR AU | Buy | 34,799 | 1.5777 | 21/12/2009 21/12/2009 |
54,902.38 1,416.77 |
|
| MGR AU | Buy | 898 | 1.5777 | 21/12/2009 | 208, 152.27 | |
| MGR AU | Buy | 131,934 | 1.5777 | 22/12/2009 | 52,267.99 | |
| MGR AU | Buy | 33,680 | 1.5519 | 22/12/2009 | 847,182.21 | |
| MGR AU | Buy | 545,900 | 1.5519 | 22/12/2009 | 14,463.71 | |
| MGR AU | Buy | 9,320 | 1.5519 1.5519 |
22/12/2009 | 7,914.69 | |
| MGR AU | Buy | 5,100 116,930 |
1.5519 | 22/12/2009 | 181,463.67 | |
| MGR AU | Buy | 157,760 | 1.5519 | 22/12/2009 | 244,827.74 | |
| MGR AU | Buy | 96,710 | 1.5519 | 22/12/2009 | 150,084.25 | |
| MGR AU | Buy | 100,700 | 1.5519 | 22/12/2009 | 156,276.33 | |
| MGR AU | Buy | 2,200 | 1.5519 | 22/12/2009 | 3,414.18 | |
| MGR AU | Buy | 295,230 | 1.5519 | 22/12/2009 | 458,167.44 | |
| MGRAU MGR AU |
Buy Buy |
30,490 | 1.5509 | 22/12/2009 | 47,286.94 | |
| MGR AU | Buy | 32,540 | 1,5509 | 22/12/2009 | 50,466.29 | |
ANNEXURE A
| Security ID | Trade | No of securities | Price | Trade date | \$ Amount | |
|---|---|---|---|---|---|---|
| MGR AU | Buy | 750,000 | 15509 | 22/12/2009 | 1,163,175.00 | |
| MGR AU | Buy | 26,070 | 1.5125 | 23/12/2009 | 39,430.88 | |
| MGR AU | Buy | 530,000 | 1.56 | 29/12/2009 | 826,800.00 | |
| MGR AU | Sell | (26, 100) | 1.56 | 29/12/2009 | 40,716.00 | |
| MGR AU | Buy | 66.813 | 1.57 | 31/12/2009 | 104,896.41 | |
| MGR AU | Buy | 129,000 | 1.5569 | 4/01/2010 | 200,840.10 | |
| MGR AU | Buy | 2,340,000 | 1.6137 | 5/01/2010 | 3,776,058.00 | |
| MGR AU | Buy | 230,000 | 1.6467 | 6/01/2010 | 378,741.00 | |
| MGR AU | Buy | 97,000 | 1.63 | 7/01/2010 | 158,110.00 | |
| MGR AU | Buy | 66,000 | 1.635 | 8/01/2010 | 107,910.00 | |
| MGR AU | Buy | 1,384,000 | 1.653 | 13/01/2010 | 2,287,752.00 | |
| MGR AU | Buy | 833,750 | 1.5848 | 18/01/2010 | 1,321,327.00 | |
| MGR AU | Buy | 140,593 | 1.5501 | 20/01/2010 | 217,933.21 | |
| MGR AU | Buy | 165,000 | 1.55 | 20/01/2010 | 255,750.00 | |
| MGR AU | Buy | 41.700 | 1.495 | 21/01/2010 | 62,341.50 | |
| MGR AU | Buy | 351,000 | 1.4929 | 21/01/2010 | 524,007.90 | |
| MGRAU | Buy | 120,000 | 1.48 | 22/01/2010 | 177,600.00 | |
| MGR AU | Buy | 15,000 | 1.4967 | 28/01/2010 | 22,450.50 | |
| MGR AU | Buy | 116,000 | 1.4967 | 28/01/2010 | 173,617.20 | |
| MGR AU | Buy | 89,000 | 1.4105 | 1/02/2010 | 125,534.50 | |
| MGR AU | Buy | 16,805 | 1.46 | 2/02/2010 | 24,535.30 | |
| MGRAU | Sell | (20, 500) | 1.4773 | 5/02/2010 | 30,284.65 | |
| MGR AU | Sell | (47, 200) | 1.4773 | 5/02/2010 | 69,728.56 | |
| MGR AU | Buy | 107.000 | 1.4429 | 9/02/2010 | 154,390.30 | |
| MGR AU | Buy | 162,000 | 1.4629 | 10/02/2010 | 236,989.80 | |
| MGR AU | Buy | 62,000 | 1.425 | 15/02/2010 | 88,350.00 219,358.04 |
|
| MGR AU | Buy | 151,910 | 1.444 | 16/02/2010 | 191,400.00 | |
| MGR AU | Buy | 132,000 | 1.45 | 17/02/2010 | ||
| MGR AU | Buy | 18,135 | 1.45 | 17/02/2010 18/02/2010 |
26,295.75 58,476.00 |
|
| MGR AU | Buy | 40,000 1,047,000 |
1.4619 1.4826 |
19/02/2010 | 1,552,282.20 | |
| MGRAU | Buy | 291,260 | 154 | 22/02/2010 | 448,540.40 | |
| MGR AU | Buy | 1,865,500 | 1.58 | 23/02/2010 | 2,947,490.00 | |
| MGRAU | Buy | 25,698 | 1.56 | 24/02/2010 | 40,088.88 | |
| MGR AU | Buy | 102,120 | 1.565 | 24/02/2010 | 159,817.80 | |
| MGRAU MGR AU |
Buy | 33,710 | 1.56 | 25/02/2010 | 52,587.60 | |
| Buy | 59,300 | 1.56 | 25/02/2010 | 92,508.00 | ||
| MGR AU MGR AU |
Buy Buy |
100,967 | 1,53 | 26/02/2010 | 154,479.51 | |
| MGR AU | Buy | 35,000 | 1.5293 | 26/02/2010 | 53,525.50 | |
| MGR AU | Buy | 97,000 | 1.5293 | 26/02/2010 | 148,342.10 | |
| MGR AU | Buy | 178,000 | 1,5293 | 26/02/2010 | 272,215.40 | |
| MGR AU | Buy | 77,700 | 1.5234 | 1/03/2010 | 118,368.18 | |
| MGR AU | Buy | 159,300 | 1.5234 | 1/03/2010 | 242,677.62 | |
| MGRAU | Buy | 500,000 | 1,5234 | 1/03/2010 | 761,700.00 | |
$\mathcal{L}^{\text{max}}_{\text{max}}$
ANNEXURE A
| Security ID | Trade | No of securities | Price | Trade date | \$ Amount |
|---|---|---|---|---|---|
| Transactions of Vanguard Group Inc. from 16 June 2009 to 1 March 2010 | |||||
| MGR AU | SELL | (380, 333) | 1.11 | 17-Jun-09 | 421,244.52 |
| MGR AU | BUY | 659,308 | 1.13 | 18-Jun-09 | 743,437.98 |
| MGR AU | BUY | 1,154,247 | 1.13 | 18-Jun-09 | 1,301,532.91 |
| MGR AU | SELL | (55, 188) | 1.12 | 18-Jun-09 | 61,810.56 |
| MGR AU | SELL | (1, 154, 247) | 1.13 | 18-Jun-09 | 1,301,532.91 |
| MGR AU | SELL | (659, 308) | 1.13 | 18-Jun-09 | 743,437.98 |
| MGR AU | FREE TRANSACTIONS | 90,002 | 0.00 | 24-Jun-09 | 0.00 |
| MGR AU | FREE TRANSACTIONS | 362,149 | 0.00 | 24-Jun-09 | 0.00 |
| MGR AU | BUY | 115,411 | 1.14 | 25-Jun-09 | 131,608.01 |
| MGR AU | BUY | 81,091 | 1.15 | 26-Jun-09 | 93,416.83 |
| MGR AU | BUY | 32,108 | 1.02 | 08-Jul-09 | 32,743.93 |
| MGR AU | BUY | 1,009 | 1.20 | 27-Jul-09 | 1,211.16 |
| MGR AU | BUY | 74,356 | 1.263 | 04-Aug-09 | 93,947.24 |
| MGR AU | BUY | 93,912 | 1.235 | 07-Aug-09 | 116,016.11 |
| MGR AU | BUY | 465 | 1.300 | 18-Aug-09 | 604.68 |
| MGR AU | BUY | 31,780 | 1.450 | 01-Sep-09 | 46,081.00 |
| MGRAU | BUY | 81,494 | 1.448 | 03-Sep-09 | 118,071.32 |
| MGR AU | BUY | 7,191 | 1.511 | $10-Sep-09$ | 10,866.32 |
| MGR AU | BUY | 11,985 | 1.563 | $11-5e$ p-09 | 18,737.34 |
| MGR AU | BUY | 17,854 | 1.735 | 18-Sep-09 | 30,979.79 |
| MGR AU | BUY | 668 | 1.74 | 18-Sep-09 | 1,159.33 |
| MGR AU | BUY | 115,452 | 1.613 | 24-Sep-09 | 186,222.20 |
| MGR AU | BUY | 248,852 | 1.601 | 24-Sep-09 | 398,402.12 178,018.67 |
| MGR AU | BUY | 116,029 8,216 |
1.534 1.677 |
$28 - Sep - 09$ 30-Sep-09 |
13,778.23 |
| MGR AU MGR AU |
BUY BUY |
6,781 | 1.627 | 21-Oct-09 | 11,029.97 |
| MGR AU | BUY | 73,280 | 1.570 | 27-Oct-09 | 115,084.11 |
| MGRAU | SELL | (11, 346) | 1.501 | 28-Oct-09 | 17,033.74 |
| MGR AU | BUY | 28,326 | 1.495 | 30-Oct-09 | 42,347.37 |
| MGR AU | BUY | 38,783 | 1.458 | 02-Nov-09 | 56,562.57 |
| MGR AU | BUY | 3,775 | 1.460 | 03-Nov-09 | 5,513.15 |
| MGRAU | BUY | 57,241 | 1.533 | 11-Nov-09 | 87,750.45 |
| MGRAU | BUY | 69,977 | 1.560 | 19-Nov-09 | 109,217.87 |
| MGR AU | BUY | 68,304 | 1.54 | 20-Nov-09 | 105,301.70 274,265.91 |
| MGR AU | BUY | 179,205 | 1.53 | 01-Dec-09 | 95,565.16 |
| MGR AU | BUY | 62,600 | 1.53 | 02-Dec-09 | 67,642.61 |
| MGRAU | BUY | 45,439 | 1.49 1,43 |
03-Dec-09 04-Dec-09 |
10,376.08 |
| MGRAU | BUY BUY |
7,256 29,052 |
1.43 | 04-Dec-09 | 41,544.36 |
| MGR AU MGR AU |
SELL | (13.877) | 1.42 | 08-Dec-09 | 19,635.96 |
| MGRAU | BUY | 70,200 | 1.47 | 14-Dec-09 | 102,857.04 |
| MGR AU | BUY | 152,575 | 1.50 | 16-Dec-09 | 228,679.37 |
| MGR AU | BUY | 262,120 | 1.52 | 17-Dec-09 | 398 122.41 |
| MGR AU | BUY | 287,507 | 1.57 | 18-Dec-09 | 450,629.87 |
| MGR AU | BUY | 74,363 | 1.57 | 18-Dec-09 | 116,554.34 |
| MGR AU | BUY | 70,394 | 1.65 | 06-Jan-10 | 115,832.87 |
| MGR AU | BUY | 74,709 | 1.64 | 07-Jan-10 | 122,223.23 |
| MGRAU | BUY | 33,138 | 1.64 | 07-Jan-10 | 54,213.46 |
| MGR AU | BUY | 12,392 | 1.63 | 12-Jan-10 | 20,198.96 78.649.24 |
| MGRAU | BUY | 49,778 70,075 |
1.58 1,54 |
18-Jan-10 21-Jan-10 |
107,646.46 |
| MGR AU | BUY SELL |
(56, 851) | 1.44 | 27-Jan-10 | 81.757.42 |
| MGR AU MGR AU |
SELL | (4, 293) | 1.45 | 27-Jan-10 | 6,212.26 |
$\sim 10^{11}$
$\mathcal{O}(\sqrt{2\pi\epsilon})$ .
ANNEXURE A
| Security ID | Trade | No of securities | Price | Trade date | \$ Amount | |
|---|---|---|---|---|---|---|
| MGR AU | BUY | 38.586 | 1.47 | 29-Jan-10 | 56,614.92 | |
| MGR AU | BUY | 119,674 | 1.47 | 03-Feb-10 | 176.045.38 | |
| MGR AU | BUY | 59.837 | 1.47 | 03-Feb-10 | 87,996.29 | |
| MGRAU | BUY | 39,891 | 1.47 | 03-Feb-10 | 58,681.30 | |
| MGR AU | BUY | 13.638 | 1.53 | 04-Feb-10 | 20,797.95 | |
| MGR AU | BUY | 77.872 | 1.42 | $09$ -Feb-10 | 110,837.31 | |
| MGR AU | BUY | 38,936 | 1.42 | $09 - Feb - 10$ | 55.418.65 | |
| MGR AU | BUY | 39,643 | 1.49 | 11-Feb-10 | 58,887.52 | |
| MGR AU | BUY | 7,849 | 1.48 | 12-Feb-10 | 11,577.28 | |
| MGR AU | BUY | 15,128 | 1.50 | 19-Feb-10 | 22,711.66 | |
| MGR AU | BUY | 11,346 | 1.57 | 24-Feb-10 | 17,852.93 | |
| MGR AU | SELL | (8,564) | 1.53 | 26-Feb-10 | 13,109.77 |
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$