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Mechanics Bancorp — Director's Dealing 2015
Jun 2, 2015
31388_dirs_2015-06-02_4e38fc12-4cef-4f9f-abe6-0f0b248c51c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HomeStreet, Inc. (HMST)
CIK: 0001518715
Period of Report: 2015-05-29
Reporting Person: BENNION RICHARD W H (EVP - Res. Lending Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-29 | Common Stock | M | 376 | — | Acquired | 376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-29 | Restricted Stock Units | $ | M | 376 | Disposed | Common Stock (376.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29426.40 | Indirect |
| Common Stock | 21334.092 | Indirect |
Footnotes
F1: Common stock acquired upon vesting of restricted stock units granted on May 29, 2014.
F2: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.
F3: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or 401(k) Plan, have the authority to direct voting of shares they hold through the 401(k) Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of HomeStreet common stock.
F5: On May 29, 2014, the reporting person was granted 1,128 restricted stock units (RSUs), which will vest incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.
F6: The reporting person's remaining RSUs also include 1,017 RSUs granted on January 29, 2015, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.