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MANITOWOC CO INC — Director's Dealing 2003
Nov 6, 2003
33159_dirs_2003-11-06_ba09f055-65dc-4ee5-8da1-13f61f9e8434.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANITOWOC CO INC (MTW)
CIK: 0000061986
Period of Report: 2003-11-05
Reporting Person: JONES MAURICE D (V.P., Gen Counsel and Sect.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-11-05 | Common Stock | M | 2 | — | Acquired | 1405 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-11-05 | Common Stock Unit | $0 | M | 2 | Disposed | 1988-08-08 | Common Stock (2) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 504.069 | Indirect |
Footnotes
F1: This share of common stock was converted from a common stock unit on a 1for 1basis.
F2: Consists of shares held under the Company's 401(k) plan, The Manitowoc Company, Inc. RSVP Profit Sharing Plan, including 65.7458 shares acquired in transactions occurring between 02/22/02 and 12/31/02, which are exempt from Section 16(b) pursuant to Rule 16b-3 and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The information in this report is based on a plan statement dated as of 12/31/02. From time to time the plan administrator collects maintenance fees related to the RSVP Plan, which may result in the number of shares held by a participant in the RSVP Plan declining by a marginal amount.
F3: These common stock units are convertible into common stock on a 1 for 1 basis.