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KORE POTASH PLC — Director's Dealing 2019
Nov 17, 2019
7751_rns_2019-11-17_d5b02963-0091-4739-aded-242cba2a68a6.pdf
Director's Dealing
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Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of Entity | Kore Potash Plc (ASX, AIM, JSE : KP2) |
|---|---|
| ARBN | 621 843 614 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Andrew Hathorn |
|---|---|
| Date of Last Notice | 21 October 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) | |
| Note: Provide details of the circumstances giving rise to the relevant interest. | Theseus (Guernsey) Limited as Trustee of the Barland Trust - Barland Trust Portfolio B (A Trust that the Director is a beneficiary of) |
| Date of change | 15 November 2019 |
| No. of securities held prior to change | |
| 46,224,518 Fully Paid Ordinary Shares (AIM Listed) | Held in the name of |
| Theseus (Guernsey) Limited as Trustee of the Barland Trust - Barland Trust Portfolio B (A Trust that the Director is a beneficiary of) | |
| 2,049,416 Unlisted Options exercisable at AUD 0.30 each expiring 15 November 2019 | Theseus (Guernsey) Limited as Trustee of the Barland Trust - Barland Trust Portfolio B (A Trust that the Director is a beneficiary of) |
| 250,000 Equity Warrants exercisable at AUD 0.30 each expiring on 29 March 2021 | Theseus (Guernsey) Limited as Trustee of the Barland Trust - Barland Trust Portfolio B (A Trust that the Director is a beneficiary of) |
| 1,000,000 Performance Rights each expiring 22 May 2022 | Direct |
| 4,000,000 Unlisted Options exercisable at £0.11 each expiring on 27 June 2020 | Direct |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
| Class | Unlisted Options exercisable at AUD 0.30 each expiring 15 November 2019 |
|---|---|
| Number acquired | Nil |
| Number disposed | 2,049,416 Unlisted Options exercisable at AUD 0.30 each expiring 15 November 2019 |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and estimated valuation | Nil |
| No. of securities held after change | |
| 46,224,518 Fully Paid Ordinary Shares (AIM Listed) | Held in the name of |
| Theseus (Guernsey) Limited as Trustee of the Barland Trust - Barland Trust Portfolio B (A Trust that the Director is a beneficiary of) | |
| Theseus (Guernsey) Limited as Trustee of the Barland Trust - Barland Trust Portfolio B (A Trust that the Director is a beneficiary of) | |
| Direct | |
| Direct | |
| 250,000 Equity Warrants exercisable at AUD 0.30 each expiring on 29 March 2021 | |
| 1,000,000 Performance Rights each expiring 22 May 2022 | |
| 4,000,000 Unlisted Options exercisable at £0.11 each expiring on 27 June 2020 | |
| Nature of change | |
| Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Expiry of 2,049,416 Unlisted Options exercisable at AUD 0.30 on 15 November 2019 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change | |
| Note: Details are only required for a contract in relation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an estimated valuation | N/A |
| Interest after change | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director's Interest Notice
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
| If prior written clearance was provided, on what date was this provided? | N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of Entity | Kore Potash Plc (ASX, AIM, JSE : KP2) |
|---|---|
| ARBN | 621 843 614 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Jonathan Alfred Grey Trollip |
|---|---|
| Date of Last Notice | 21 October 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) | |
| Note: Provide details of the circumstances giving rise to the relevant interest. | (i) Canaccord Genuity Limited for Piaster Pty Ltd as trustee for The Trollip Family Superfund |
| (ii) Piaster Pty Ltd as trustee for The Trollip Family Superfund | |
| Date of change | 15 November 2019 |
| No. of securities held prior to change | |
| 1,645,414 Fully Paid Ordinary Shares (AIM Listed) | |
| 57,091 Unlisted Options exercisable at AUD 0.30 each expiring 15 November 2019 | |
| 500,000 Performance Rights each expiring 22 May 2022 | Held in the name of |
| Canaccord Genuity Limited for Piaster Pty Ltd as trustee for The Trollip Family Superfund | |
| Piaster Pty Ltd as trustee for The Trollip Family Superfund | |
| Direct | |
| Class | Unlisted Options exercisable at AUD 0.30 each expiring 15 November 2019 |
| Number acquired | Nil |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
| Number disposed | 57,091 Unlisted Options exercisable at AUD 0.30 each expiring 15 November 2019 |
|---|---|
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and estimated valuation | Nil |
| No. of securities held after change | |
| 1,645,414 Fully Paid Ordinary Shares (AIM Listed) | |
| 500,000 Performance Rights each expiring 22 May 2022 | Held in the name of |
| Canaccord Genuity Limited for Piaster Pty Ltd as trustee for The Trollip Family Superfund | |
| Direct | |
| Nature of change | |
| Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Expiry of 57,091 Unlisted Options exercisable at AUD 0.30 on 15 November 2019 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change | |
| Note: Details are only required for a contract in relation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 – ${}^{+}$ Closed period
| Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
| If prior written clearance was provided, on what date was this provided? | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011