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INTUIT INC. — Director's Dealing 2019
Jan 7, 2019
29790_dirs_2019-01-07_f3d9cb31-b012-4071-a514-8237d298ee40.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: INTUIT INC (INTU)
CIK: 0000896878
Period of Report: 2019-01-01
Reporting Person: Chriss James Alexander (EVP and GM SBSEG)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $113.19 | 2023-07-20 | Common Stock (9910) | Direct | |
| Non-Qualified Stock Option (right to buy) | $135.35 | 2024-07-19 | Common Stock (13930) | Direct | |
| Non-Qualified Stock Option (right to buy) | $216.64 | 2025-07-25 | Common Stock (6401) | Direct | |
| Restricted Stock Unit | $ | Common Stock (1844) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (2872) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (2463) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (1500) | Direct | ||
| Restricted Stock Unit (performance-based vesting) | $ | Common Stock (7490) | Direct | ||
| Restricted Stock Unit (performance-based vesting) | $ | Common Stock (2986) | Direct | ||
| Restricted Stock Unit (MSPP Purchased Award) | $ | Common Stock (254) | Direct | ||
| Restricted Stock Unit (MSPP Matching Award) | $ | Common Stock (254) | Direct | ||
| Restricted Stock Unit (MSPP Purchased Award) | $ | Common Stock (274) | Direct | ||
| Restricted Stock Unit (MSPP Matching Award) | $ | Common Stock (274) | Direct | ||
| Restricted Stock Unit (MSPP Purchased Award) | $ | Common Stock (287) | Direct | ||
| Restricted Stock Unit (MSPP Matching Award) | $ | Common Stock (287) | Direct |
Footnotes
F1: One third of the 32,429 options granted on 7/21/2016 vested on 7/21/2017 and thereafter 2.778% of the options vest monthly such that the award is fully vested on 7/21/2019.
F2: One third of the 19,542 options granted on 7/20/2017 vested on 7/20/2018 and thereafter 2.778% of the options vest monthly such that the award is fully vested on 7/20/2020.
F3: One fourth of the 6,401 options granted on 7/26/2018 will vest on 7/26/2019 and thereafter 2.083% of the options vest monthly such that the award is fully vested on 7/26/2022.
F4: Represents vesting date for Restricted Stock Units.
F5: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.
F6: 1-for-1
F7: 1,436 Restricted Stock Units will vest on each of 2/1/2019 and 2/1/2020.
F8: 1,231 Restricted Stock Units will vest on 7/1/2019 and 1,232 Restricted Stock Units will vest on 7/1/2020.
F9: One fourth of the Restricted Stock Units will vest on 7/1/2019 and thereafter 6.25% will vest on the quarterly anniversary for the following 3 years.
F10: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2020. Vested RSUs will be paid in an equal number of shares of Intuit Inc. common stock.
F11: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2021. Vested RSUs will be paid in an equal number of shares of Intuit Inc. common stock.
F12: Represents release date for Restricted Stock Unit (MSPP Purchased Award).