AI assistant
Identiv, Inc. — Director's Dealing 2010
Mar 16, 2010
34292_dirs_2010-03-16_1cad7a93-9a0e-43ac-b325-e1ff5ef17d30.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCM MICROSYSTEMS INC (INVE)
CIK: 0001036044
Period of Report: 2010-03-15
Reporting Person: Tassone Joseph (Ex VP Technology & Product Mgt)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-15 | Common Stock | J | 60999 | $0.8891 | Acquired | 114679 | Direct |
| 2010-03-15 | Common Stock | J | 43680 | $1.7170 | Acquired | 158359 | Direct |
| 2010-03-15 | Common Stock | J | 62000 | $1.84 | Acquired | 220359 | Direct |
Footnotes
F1: Reflects distribution of 104,679 shares of common stock of the Issuer by Mountain Partners AG to the Reporting Person. Prior to such distribution, these shares were held by Mountain Partners AG as custodian on behalf of the Reporting Person following the business combination of the Issuer and Bluehill ID AG, a stock corporation incorporated in Switzerland ("Bluehill ID"), in which the Reporting Person received 104,679 shares of common stock of the Issuer in exchange for 201,306 bearer shares in Bluehill ID.
F2: Original cost basis of 1 CHF per share, or $0.88913, based on the average exchange rate for the month of November 2007 as reported on Oanda.com
F3: Reflects distribution of 62,000 shares of common stock of the Issuer by BH Capital Management AG to the Reporting Person as recognition of his efforts in the business combination transaction between the Issuer and Bluehill ID AG. BH Capital Management, a company controlled by the Issuer's CEO and Chairman, Ayman S. Ashour, and Mountain Partners AG, which is an affiliate of the Reporting Person, was a principal shareholder in Bluehill ID prior to the business combination of Bluehill ID and the Issuer. As a result of the business combination, BH Capital Management is currently a principal stockholder in the Issuer.