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GENCOR INDUSTRIES INC — Director's Dealing 2018
Jun 19, 2018
33664_dirs_2018-06-19_96482803-9fa7-4c1f-96e1-1882021f2c74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2018-06-12
Reporting Person: LYONS JEANNE M (Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-12 | Common Stock | M | 3000 | $5.126 | Acquired | 3000 | Direct |
| 2018-06-13 | Common Stock | S | 1197 | $15.8 | Disposed | 1803 | Direct |
| 2018-06-13 | Common Stock | S | 1803 | $15.7 | Disposed | 0 | Direct |
| 2018-06-14 | Common Stock | M | 4000 | $5.126 | Acquired | 4000 | Direct |
| 2018-06-15 | Common Stock | S | 400 | $15.51 | Disposed | 3600 | Direct |
| 2018-06-15 | Common Stock | S | 2600 | $15.53 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-12 | Stock Options (right to buy) | $5.126 | M | 3000 | Disposed | 2021-10-01 | Common Stock (3000) | Direct |
| 2018-06-14 | Stock Options (right to buy) | $5.126 | M | 4000 | Disposed | 2021-10-01 | Common Stock (4000) | Direct |
Footnotes
F1: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.
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