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FIRST SOLAR, INC. — Director's Dealing 2010
Nov 8, 2010
30228_dirs_2010-11-08_c24ae91b-5ce2-42f7-a4a6-b8af1df8f59a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST SOLAR, INC. (FSLR)
CIK: 0001274494
Period of Report: 2010-11-04
Reporting Person: Sohn Bruce (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-04 | Common Stock | M | 50 | $54.50 | Acquired | 23682 | Direct |
| 2010-11-04 | Common Stock | S | 50 | $140.00 | Disposed | 23632 | Direct |
| 2010-11-05 | Common Stock | M | 4950 | $54.50 | Acquired | 28582 | Direct |
| 2010-11-05 | Common Stock | S | 4950 | $140.01 | Disposed | 23632 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-04 | Non-Qualified Stock Options (Right to Buy) | $54.50 | M | 50 | Disposed | 2014-03-21 | Common Stock (50) | Direct |
| 2010-11-05 | Non-Qualified Stock Options (Right to Buy) | $54.50 | M | 4950 | Disposed | 2014-03-21 | Common Stock (4950) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: A total of 4,950 shares were sold on this date in multiple transactions at prices ranging from $140.00 to $140.08 with a total weighted average sale price of $140.01. The reporting person undertakes to provide upon request by the staff of the SEC, the Issuer, or a secruity holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This option to purchase 150,000 shares vested with respect to 20% of the underlying shares on March 12, 2008, and has vested or will vest ratably each month during the 48 month period thereafter, subject to the Reporting Person's continued employment with the Issuer.