AI assistant
EXELON CORP — Director's Dealing 2013
May 2, 2013
30044_dirs_2013-05-02_f0e4069f-26e9-4d23-9a2c-3876defe0e64.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2013-05-01
Reporting Person: Thayer Jonathan W (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-01 | Common Stock | M | 5542 | $30.98 | Acquired | 18143 | Direct |
| 2013-05-01 | Common Stock | S | 5542 | $37.00 | Disposed | 12601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-01 | NQ Stock Option Granted 05/02/2003 | $30.98 | M | 5542 | Disposed | Common Stock (5542) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock- 401k Plan Shares | 1558 | Indirect |
Footnotes
F1: Exercise and sale made pursuant to a Rule 10b5-1 Sales Plan entered into on February 20, 2013.
F2: Balance includes 149 shares acquired on March 8, 2013 through automatic dividend reinvestment.
F3: Shares held as of April 30, 2013 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
F4: Non qualified employee stock options originally granted by Constellation Energy Group, Inc. ("Constellation") that vested and were converted pursuant to the Agreement and Plan of Merger (the "Merger") between Exelon Corporation ("Exelon"), Bolt Acquisition Corporation and Constellation. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.