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EXELON CORP — Director's Dealing 2010
Feb 12, 2010
30044_dirs_2010-02-12_405f1206-1ca8-4057-a2e1-146e358215aa.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2009-12-31
Reporting Person: ROWE JOHN W (Chairman and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 294797 | Direct |
| Common Stock - ESPP | 3618 | Direct |
| Common Stock - 401(k) | 6456 | Direct |
| Common Stock | 3500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares - Stock Units | $ | Common Stock (115429) | 115429 | Direct | |
| Deferred Comp. - Phantom Shares | $ | Common Stock (3267) | 3267 | Direct | |
| NQ Stock Options 01/24/2005 | $42.85 | Common Stock (229000) | 229000 | Direct | |
| NQ Stock Options 01/22/2007 | $59.96 | Common Stock (150000) | 150000 | Direct | |
| NQ Stock Options 01/28/2008 | $73.29 | Common Stock (114000) | 114000 | Direct | |
| NQ Stock Options 01/26/2009 | $56.51 | Common Stock (155000) | 155000 | Direct |
Footnotes
F1: Shares held as of 12/31/2009 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
F2: Performance Shares awarded pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded vest immediately upon receipt. The remaining shares vest in 1/3 increments on each of the first and second anniversaries of the grant date. Under certain circumstances some or all of the vested shares may be settled in cash on a 1 for 1 basis based on the cash value of the underlying stock on the date of vesting.
F3: Balance includes the following shares acquired through the automatic dividend reinvestment feature of Exelon plans: 1,274shares on 3/10/2009; 1,179 shares on 6/10/2009; 1,219 shares on 9/10/2009; and 1,176 shares on 12/10/2009.
F4: Phantom shares held in a multi-fund deferred compensation plan to be settled for cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
F5: Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date.