AI assistant
Exco Technologies Limited — Regulatory Filings 2022
Jul 28, 2022
43150_rns_2022-07-28_0ec5781c-5a60-4279-b6d6-70d9531dbf6b.pdf
Regulatory Filings
Open in viewerOpens in your device viewer
Note: [01 Mar 2017] – The following is a consolidation of 13-501F1. It incorporates amendments to this document that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.
FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
==> picture [487 x 532] intentionally omitted <==
----- Start of picture text -----
I, ____ Sammy Cheng , an officer of the reporting issuer noted below have examined this
Form 13-501F1 (the Form ) being submitted hereunder to the Alberta Securities Commission and
certify that to my knowledge, having exercised reasonable diligence, the information provided in
the Form is complete and accurate.
"Sammy Cheng" Director ____ ____ July 27, 2022
Name: Date:
Title:
Reporting Issuer Name: Balto Resources Ltd.
End date of previous financial year: March 31, 2022
Type of Reporting Issuer: [ ] Class 1 reporting [ ] Class 3B reporting
issuer issuer
Highest Trading Marketplace: TSX-V
Market value of listed or quoted equity securities:
Equity Symbol BAL.H
1st Specified Trading Period (dd/mm/yy) __ to _____ 01/04/21 30/06/21
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ____ 0.1300
marketplace (i)
----- End of picture text -----
| Number of securities in the class or series of such | ||
|---|---|---|
| security outstanding at the end of the last trading day of | ______ 72,694,856 |
|
| the specified trading period | (ii) | |
| (i) x (ii) | $ ____ 9,450,331.2800 |
|
| Market value of class or series | (A) | |
| 2nd Specified Trading Period(dd/mm/yy) | ___ to __ 30/09/21 01/07/21 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.1700 |
|
| marketplace | (iii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 72,694,856 |
|
| the specified trading period | (iv) | |
| (iii) x (iv) | $ ____ 12,358,125.52 |
|
| Market value of class or series | (B) | |
| 3rd Specified Trading Period(dd/mm/yy) | ___ to __ 31/12/21 01/10/21 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.1400 |
|
| marketplace | (v) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 72,694,856 |
|
| the specified trading period | (vi) | |
| (v) x (vi) | $ ____ 10,177,279.84 |
|
| Market value of class or series | (C) |
==> picture [482 x 518] intentionally omitted <==
----- Start of picture text -----
4th Specified Trading Period (dd/mm/yy) __ to __ 01/01/22 31/03/22
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ___ 0.1100
marketplace (vii)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of ___ 72,694,856
the specified trading period (viii)
(vii) x (viii) $ ___ 7,996,434.1600
Market value of class or series (D)
5th Specified Trading Period (dd/mm/yy) __ to __
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ___
marketplace (ix)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of ___
the specified trading period (x)
(ix) x (x) $ ___
Market value of class or series (E)
Average Market Value of Class or Series (Calculate
the simple average of the market value of the class or
series of security for each applicable specified trading $ ____ 9,995,542.7000
period (i.e. A through E above)) ( 1 )
----- End of picture text -----
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
| Fair value of outstanding debt securities: | ||
|---|---|---|
| (Provide details of how value was determined) | $ ____ 0.0000 |
|
| (2) | ||
| Capitalization for the previous financial year | (1) + (2) | $ ____ 9,995,542.7000 |
| Participation Fee | $ ____ 400.0000 |
|
| Late Fee, if applicable | $ ____ 0.0000 |
|
| Total Fee Payable | $ ____ 400.0000 |
|
| (Participation Fee plus Late Fee) |