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ETHERSTACK PLC — Major Shareholding Notification 2023
Jan 9, 2023
64877_rns_2023-01-09_e8adfca3-d883-4590-8e2e-7b2cda3f65b2.pdf
Major Shareholding Notification
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604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Etherstack plc ACN/ARSN ARBN 156 640 532 1. Details of substantial holder(1) Name Peter Stephens ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 31/12/2022 The previous notice was given to the company on 24/12/2020 The previous notice was dated 24/12/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power (5) | Person’s votes | Voting power (5) | |
| CDIs over fully paid ordinary shares |
17,382,587 | 13.37% | 11,573,161 | 8.85% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 31/12/2022 | Peter Stephens | Transfer to family members /Reorganisation as part of estate planning |
nil | 7,625,813 CDIs over fully paid ordinary shares |
7,625,813 |
| 14/10/2022 | Peter Stephens | On Market Purchase |
$ 5,584 | 12,130 CDIs over fully paid ordinary shares |
12,130 |
| 10/10/2022 | Peter Stephens | On Market Purchase |
$ 37,841 | 87,870 CDIs over fully paid ordinary shares |
87,870 |
| 5/04/2022 | Peter Stephens | On Market Purchase |
$ 35,958 | 90,119 CDIs over fully paid ordinary shares |
90,119 |
| 4/04/2022 | Peter Stephens | On Market Purchase |
$ 13,886 | 40,881 CDIs over fully paid ordinary shares |
40,881 |
| 1/04/2021 | Peter Stephens | On Market Purchase |
$ 143,855 | 229,818 CDIs over fully paid ordinary shares |
229,818 |
| 30/03/2021 | Peter Stephens | On Market Purchase |
$ 40,654 | 65,246 CDIs over fully paid ordinary shares |
65,246 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Peter Stephens | HSBC Nominees |
Peter Stephens | Indirect ownership | 8,992,515 CDIs over fully paid ordinary shares (amended) |
8,992,515 (amended) |
| Peter Stephens | Peter Stephens |
Peter Stephens | Direct ownership | 1,290,323 CDIs over fully paid ordinary shares |
1,290,323 |
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation | |||
|---|---|---|---|---|
| f persons named in this form are as follows: | ||||
| Name | Address | |||
| Peter Stephens | The Manor House, Ropsley Road, Old Somerby Grantham, Lincs | |||
| NG33 4AF, GBR | ||||
6. Addresses
The addresses of persons named in this form are as follows:
Signature
Mr Peter Stephens print name
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sign here
date 10/ 1 / 2023