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EnerSys — Director's Dealing 2016
Oct 4, 2016
31148_dirs_2016-10-04_889f83c7-6bbf-429c-865e-bc1c42fdfd13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2016-09-30
Reporting Person: LEHMAN JOHN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common Stock | A | 44.0343 | $0.00 | Acquired | 54912.506 | Direct |
| 2016-09-30 | Common Stock | A | 77.133 | $0.00 | Acquired | 54989.639 | Direct |
| 2016-09-30 | Common Stock | A | 0.0434 | $0.00 | Acquired | 54989.6824 | Direct |
| 2016-09-30 | Common Stock | A | 0.0993 | $0.00 | Acquired | 54989.7817 | Direct |
| 2016-09-30 | Common Stock | A | 0.1446 | $0.00 | Acquired | 54989.9263 | Direct |
| 2016-09-30 | Common Stock | A | 0.172 | $0.00 | Acquired | 54990.0983 | Direct |
Footnotes
F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 24, 2016 to stockholders of record as of June 10, 2016 (the "Dividend"), with respect to an aggregate of 17,004 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 30,496.1669 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 17.1563 unvested RSUs granted to the reporting person on October 6, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 39.2386 unvested RSUs granted to the reporting person on January 12, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 57.1687 unvested RSUs granted to the reporting person on April 12, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 68 unvested RSUs granted to the reporting person on July 12, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.