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CUMMINS INC — Director's Dealing 2015
Jan 8, 2015
29984_dirs_2015-01-08_8a927804-1a37-4b01-b730-2e42677eaddd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2015-01-01
Reporting Person: Embree Tracy A (VP & Pres. - Components Group)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 1473.0000 | Direct |
| Common | 39.5200 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $67.5750 | 2020-06-01 | Common (650.0000) | Direct | |
| Stock Option (Right-to-Buy) | $99.1700 | 2021-11-16 | Common (561.0000) | Direct | |
| Stock Option (Right-to-Buy) | $111.8400 | 2023-04-02 | Common (1910.0000) | Direct | |
| Stock Option (Right-to-Buy) | $118.1500 | 2021-05-06 | Common (400.0000) | Direct | |
| Stock Option (Right-to-Buy) | $119.7700 | 2021-05-02 | Common (429.0000) | Direct | |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (1470.0000) | Direct | |
| Stock Option (Right-to-Buy) | $149.3400 | 2024-04-02 | Common (1420.0000) | Direct |
Footnotes
F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
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