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CUMMINS INC — Director's Dealing 2010
Mar 4, 2010
29984_dirs_2010-03-03_6680921d-e7c5-409f-9e3b-72ab374602bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2010-03-01
Reporting Person: CHAPMAN STEVEN M (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-02 | Common | A | 1716 | — | Acquired | 53961 | Direct |
| 2010-03-02 | Common | F | 6845 | — | Disposed | 47116 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-01 | Stock Option (Right-to-Buy) | $58.115 | A | 6540 | Acquired | 2020-03-01 | Common (6540) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 8366.2108 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $19.42 | 2019-03-02 | Common (9930) | 9930 | Direct |
Footnotes
F1: Shares earned from February 20, 2008 Target Awards based on 2008-2009 Company financial performance. Shares are subject to forfeiture until 3/1/2011.
F2: Shares withheld to satisfy tax liabilities upon Vesting of Restricted Stock.
F3: The number of shares is based on the dollar value of the reporting person's interest in the ESOT as most recently provided by the ESOT. The actual number of shares underlying the interest is not known since the ESOT is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.